0001104659-24-076298.txt : 20240628 0001104659-24-076298.hdr.sgml : 20240628 20240628162234 ACCESSION NUMBER: 0001104659-24-076298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240627 FILED AS OF DATE: 20240628 DATE AS OF CHANGE: 20240628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fortress Biotech, Inc. CENTRAL INDEX KEY: 0001429260 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38191 FILM NUMBER: 241086057 BUSINESS ADDRESS: STREET 1: 1111 KANE CONCOURSE STREET 2: SUITE 301 CITY: BAY HARBOR ISLANDS STATE: FL ZIP: 33154 BUSINESS PHONE: 781-652-4500 MAIL ADDRESS: STREET 1: 1111 KANE CONCOURSE STREET 2: SUITE 301 CITY: BAY HARBOR ISLANDS STATE: FL ZIP: 33154 FORMER NAME: FORMER CONFORMED NAME: CORONADO BIOSCIENCES INC DATE OF NAME CHANGE: 20080310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MUSTANG BIO, INC. CENTRAL INDEX KEY: 0001680048 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 473828760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 377 PLANTATION STREET CITY: WORCESTER STATE: MA ZIP: 01605 BUSINESS PHONE: 7816524500 MAIL ADDRESS: STREET 1: 377 PLANTATION STREET CITY: WORCESTER STATE: MA ZIP: 01605 4 1 tm2418561-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-06-27 1 0001680048 MUSTANG BIO, INC. MBIO 0001429260 Fortress Biotech, Inc. 1111 KANE CONCOURSE SUITE 301 BAY HARBOR ISLANDS FL 33154 0 0 1 0 0 COMMON STOCK, PAR VALUE $0.0001 2024-06-27 4 A 0 575191 0.00 A 2502991 D The Issuer is required to grant to the Reporting Person an equity fee in shares of the Issuer's Common Stock equal to 2.5% of the gross amount of any debt or equity financing consummated by the Issuer. 575,191 shares were granted by the Issuer to the Reporting Person following the closing of equity financings. /s/ Samuel Berry, General Counsel and Authorized Agent 2024-06-28