0000921895-13-001091.txt : 20130515
0000921895-13-001091.hdr.sgml : 20130515
20130515160922
ACCESSION NUMBER: 0000921895-13-001091
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Mast Capital Management LLC
CENTRAL INDEX KEY: 0001429074
IRS NUMBER: 431962440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15377
FILM NUMBER: 13847044
BUSINESS ADDRESS:
STREET 1: 535 BOYLSTON STREET
STREET 2: SUITE 401
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-375-3000
MAIL ADDRESS:
STREET 1: 535 BOYLSTON STREET
STREET 2: SUITE 401
CITY: BOSTON
STATE: MA
ZIP: 02116
13F-HR
1
form13fhr08663_03312013.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager filing this Report:
Name: Mast Capital Management, LLC
Address: 200 Clarendon Street, 51st Floor
Boston, Massachusetts 02116
Form 13F File Number: 28-15377
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David J. Steinberg
Title: Manager
Phone: (617) 375-3019
Signature, Place, and Date of Signing:
/s/ David J. Steinberg, Boston, MA, May 15, 2013
Report Type (Check only one):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
-----------------------------
Form 13F Information Table Entry Total: 6
-----------------------------
Form 13F Information Table Value Total: $605,897
-----------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-15379 David J. Steinberg
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------- -------------- --------- -------- ------------------ ---------- -------- -----------------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- --------- ---------
DENBURY RES INC COM NEW 247916 20 8 9,933 532,616 SH OTHER 1 0 532,616 0
DISH NETWORK CORP CL A 25470M 10 9 9,740 257,000 SH OTHER 1 0 257,000 0
SAFEWAY INC COM NEW 786514 20 8 10,124 384,193 SH OTHER 1 0 384,193 0
SAFEWAY INC COM NEW 786514 20 8 10,540 400,000 SH CALL OTHER 1 0 400,000 0
SPDR S&P 500 ETF TR TR UNIT 78462F 10 3 548,355 3,500,000 SH PUT OTHER 1 0 3,500,000 0
TITAN INTL INC ILL COM 88830M 10 2 17,205 816,170 SH OTHER 1 0 816,170 0