0001428875-18-000127.txt : 20181003
0001428875-18-000127.hdr.sgml : 20181003
20181003200326
ACCESSION NUMBER: 0001428875-18-000127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181001
FILED AS OF DATE: 20181003
DATE AS OF CHANGE: 20181003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiLucente Anthony
CENTRAL INDEX KEY: 0001695629
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36507
FILM NUMBER: 181106692
MAIL ADDRESS:
STREET 1: 150 PEABODY PLACE
CITY: MEMPHIS
STATE: TN
ZIP: 38103-3720
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERVICEMASTER GLOBAL HOLDINGS INC
CENTRAL INDEX KEY: 0001428875
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741]
IRS NUMBER: 208738510
BUSINESS ADDRESS:
STREET 1: 150 PEABODY PLACE
CITY: MEMPHIS
STATE: TN
ZIP: 38103-3720
BUSINESS PHONE: 901-597-1400
MAIL ADDRESS:
STREET 1: 150 PEABODY PLACE
CITY: MEMPHIS
STATE: TN
ZIP: 38103-3720
4
1
certent-form4.xml
PRIMARY DOCUMENT
X0306
4
2018-10-01
0001428875
SERVICEMASTER GLOBAL HOLDINGS INC
SERV
0001695629
DiLucente Anthony
150 PEABODY PLACE
MEMPHIS
TN
38103
0
1
0
0
Sr. Vice President & CFO
Common Stock
2018-10-01
4
M
0
15757
A
17978
D
Common Stock
2018-10-01
4
F
0
6434
40.5385
D
11544
D
Performance Restricted Stock
2018-10-01
4
M
0
15757
D
Common Stock
15757
0
D
Restricted Stock Units
2018-02-18
5
J
0
E
12141
A
Common Stock
12141
12141
D
Employee Stock Options (Right To Buy)
26.01
2017-02-20
5
J
0
E
44832
A
Common Stock
44832
44832
D
Employee Stock Options (Right To Buy)
37.07
2018-02-18
5
J
0
E
37045
A
Common Stock
37045
37045
D
Restricted Stock Units
2017-01-24
5
J
0
E
6558
A
Common Stock
6558
6558
D
The executive was originally granted 10,669 shares of Performance Restricted Stock Units on July 26, 2017 in connection with the proposed spin-off of the American Home Shield business. Upon the completion of the spin-off on October 1, 2018, the executives Performance Restricted Stock units were converted into ServiceMaster Performance Restricted Stock Units and settled in ServiceMaster Global Holdings, Inc stock.
The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of shares.
The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.48-$40.6850, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 18, 2018, and become vested and settled in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.
The stock options were granted on February 20, 2017, and vest and become exercisable in four equal installments on the first anniversary of the grant date, subject to continued employment.
The number of RSU(s), stock options and the exercise price for the stock options were all adjusted in connection with the spin-off based on the closing price of ServiceMaster's stock on September 28, 2018 and the opening price of ServiceMaster's stock on October 1, 2018.
The stock options were granted on February 18, 2018 , and vest and become exercisable in four equal installments on the first anniversary of the grant date, subject to continued employment.
Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on January 24, 2017, and become vested and settled in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.
Dirk R. Gardner, Attorney In Fact for Anthony D. DiLucente
2018-10-03