0001428875-18-000127.txt : 20181003 0001428875-18-000127.hdr.sgml : 20181003 20181003200326 ACCESSION NUMBER: 0001428875-18-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181003 DATE AS OF CHANGE: 20181003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiLucente Anthony CENTRAL INDEX KEY: 0001695629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36507 FILM NUMBER: 181106692 MAIL ADDRESS: STREET 1: 150 PEABODY PLACE CITY: MEMPHIS STATE: TN ZIP: 38103-3720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERVICEMASTER GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001428875 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 208738510 BUSINESS ADDRESS: STREET 1: 150 PEABODY PLACE CITY: MEMPHIS STATE: TN ZIP: 38103-3720 BUSINESS PHONE: 901-597-1400 MAIL ADDRESS: STREET 1: 150 PEABODY PLACE CITY: MEMPHIS STATE: TN ZIP: 38103-3720 4 1 certent-form4.xml PRIMARY DOCUMENT X0306 4 2018-10-01 0001428875 SERVICEMASTER GLOBAL HOLDINGS INC SERV 0001695629 DiLucente Anthony 150 PEABODY PLACE MEMPHIS TN 38103 0 1 0 0 Sr. Vice President & CFO Common Stock 2018-10-01 4 M 0 15757 A 17978 D Common Stock 2018-10-01 4 F 0 6434 40.5385 D 11544 D Performance Restricted Stock 2018-10-01 4 M 0 15757 D Common Stock 15757 0 D Restricted Stock Units 2018-02-18 5 J 0 E 12141 A Common Stock 12141 12141 D Employee Stock Options (Right To Buy) 26.01 2017-02-20 5 J 0 E 44832 A Common Stock 44832 44832 D Employee Stock Options (Right To Buy) 37.07 2018-02-18 5 J 0 E 37045 A Common Stock 37045 37045 D Restricted Stock Units 2017-01-24 5 J 0 E 6558 A Common Stock 6558 6558 D The executive was originally granted 10,669 shares of Performance Restricted Stock Units on July 26, 2017 in connection with the proposed spin-off of the American Home Shield business. Upon the completion of the spin-off on October 1, 2018, the executives Performance Restricted Stock units were converted into ServiceMaster Performance Restricted Stock Units and settled in ServiceMaster Global Holdings, Inc stock. The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of shares. The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.48-$40.6850, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 18, 2018, and become vested and settled in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company. The stock options were granted on February 20, 2017, and vest and become exercisable in four equal installments on the first anniversary of the grant date, subject to continued employment. The number of RSU(s), stock options and the exercise price for the stock options were all adjusted in connection with the spin-off based on the closing price of ServiceMaster's stock on September 28, 2018 and the opening price of ServiceMaster's stock on October 1, 2018. The stock options were granted on February 18, 2018 , and vest and become exercisable in four equal installments on the first anniversary of the grant date, subject to continued employment. Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on January 24, 2017, and become vested and settled in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company. Dirk R. Gardner, Attorney In Fact for Anthony D. DiLucente 2018-10-03