0001140361-16-055911.txt : 20160301
0001140361-16-055911.hdr.sgml : 20160301
20160301214005
ACCESSION NUMBER: 0001140361-16-055911
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160228
FILED AS OF DATE: 20160301
DATE AS OF CHANGE: 20160301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Asterias Biotherapeutics, Inc.
CENTRAL INDEX KEY: 0001572552
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 461047971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
BUSINESS PHONE: 510-456-3805
MAIL ADDRESS:
STREET 1: 6300 DUMBARTON CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94555
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LeBuhn Richard T.
CENTRAL INDEX KEY: 0001428664
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36646
FILM NUMBER: 161475448
MAIL ADDRESS:
STREET 1: 25541 COMMERCENTRE DR.
CITY: LAKE FOREST
STATE: CA
ZIP: 92630-8870
4
1
doc1.xml
FORM 4
X0306
4
2016-02-28
0
0001572552
Asterias Biotherapeutics, Inc.
AST
0001428664
LeBuhn Richard T.
6300 DUMBARTON CIRCLE
FREMONT
CA
94555
1
0
0
0
Stock Options (right to buy)
3.64
2016-02-28
4
A
0
20000
0
A
2016-02-28
2026-02-28
Common Stock
20000
20000
D
The stock options vest over four equal quarterly installments beginning on March 31, 2016, contingent upon continued service on the Board of Directors.
/s/ Richard T. LeBuhn
2016-03-01