0001716837-23-000021.txt : 20230303
0001716837-23-000021.hdr.sgml : 20230303
20230303193259
ACCESSION NUMBER: 0001716837-23-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230301
FILED AS OF DATE: 20230303
DATE AS OF CHANGE: 20230303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banks Matthew C.
CENTRAL INDEX KEY: 0001959033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 23706995
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2023-03-01
0001428439
ROKU, INC
ROKU
0001959033
Banks Matthew C.
C/O ROKU, INC.
1155 COLEMAN
SAN JOSE
CA
95110
0
1
0
0
VP, Corp Controller & CAO
Class A Common Stock
2023-03-01
4
M
0
1257
0.0
A
5163
D
Class A Common Stock
2023-03-02
4
M
0
640
61.93
A
4523
D
Restricted Stock Unit
2023-03-01
4
M
0
360.0
0.0
D
Class A Common Stock
360.0
2875.0
D
Restricted Stock Unit
2023-03-01
4
M
0
749
0.0
D
Class A Common Stock
749
5977
D
Restricted Stock Unit
2023-03-01
4
M
0
148.0
0.0
D
Class A Common Stock
148.0
1633
D
These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.
This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.
This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
/s/ Renee Strandness, attorney-in-fact
2023-03-03