0001716837-22-000083.txt : 20220803
0001716837-22-000083.hdr.sgml : 20220803
20220803164840
ACCESSION NUMBER: 0001716837-22-000083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220801
FILED AS OF DATE: 20220803
DATE AS OF CHANGE: 20220803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wood Anthony J.
CENTRAL INDEX KEY: 0001716837
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 221133364
MAIL ADDRESS:
STREET 1: C/O ROKU, INC.
STREET 2: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2022-08-01
0001428439
ROKU, INC
ROKU
0001716837
Wood Anthony J.
C/O ROKU, INC.
1155 COLEMAN
SAN JOSE
CA
95110
1
1
1
0
CEO and Chairman BOD
Employee Stock Option (right to buy)
71.69
2022-08-01
4
A
0
3255
0.0
A
2022-08-01
2032-07-31
Class A Common Stock
3255
3255
D
Employee Stock Option (right to buy)
8.82
2022-08-01
4
M
0
425000
8.82
D
2027-08-14
Class B Common Stock
425000
0
D
Class B Common Stock
8.82
2022-08-01
4
M
0
425000
8.82
A
2027-08-14
Class B Common Stock
425000
425000
D
Class B Common Stock
8.82
2022-08-01
5
G
0
425000
8.82
D
2027-08-14
Class B Common Stock
425000
0.0
D
Class B Common Stock
8.82
2022-08-01
5
G
0
425000
8.82
A
2027-08-14
Class B Common Stock
425000
17404611
I
Wood Revocable Trust
This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.
This stock option is fully vested.
Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
/s/ Christy Lillquist, attorney-in-fact
2022-08-03