0001716837-19-000162.txt : 20190905
0001716837-19-000162.hdr.sgml : 20190905
20190905211743
ACCESSION NUMBER: 0001716837-19-000162
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190903
FILED AS OF DATE: 20190905
DATE AS OF CHANGE: 20190905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosenberg Scott A.
CENTRAL INDEX KEY: 0001716857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 191078367
MAIL ADDRESS:
STREET 1: C/O ROKU, INC.
STREET 2: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-09-03
0001428439
ROKU, INC
ROKU
0001716857
Rosenberg Scott A.
150 WINCHESTER CIRCLE
LOS GATOS
CA
95032
0
1
0
0
GM, Sr. VP Platform Business
Class A Common Stock
2019-09-03
4
M
0
3356
0
A
32266
D
Class A Common Stock
2019-09-04
4
S
0
1664
161.4655
D
30602
D
Class A Common Stock
2019-09-05
4
S
0
1692
167.50
D
28910
D
Restricted Stock Unit
0
2019-09-03
4
M
0
3356
0
D
2018-11-15
Class A Common Stock
3356
26848
D
These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
This RSU vests ratably in 12 quarterly installments with the first vest occurring on November 15, 2018.
/s/ Christy Lillquist, attorney-in-fact
2019-09-05