0001716837-19-000104.txt : 20190606
0001716837-19-000104.hdr.sgml : 20190606
20190606162200
ACCESSION NUMBER: 0001716837-19-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190603
FILED AS OF DATE: 20190606
DATE AS OF CHANGE: 20190606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ozgen Mustafa
CENTRAL INDEX KEY: 0001767033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 19882849
MAIL ADDRESS:
STREET 1: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-06-03
0001428439
ROKU, INC
ROKU
0001767033
Ozgen Mustafa
C/O ROKU, INC.
150 WINCHESTER CIRCLE
LOS GATOS
CA
95032
0
1
0
0
SVP and GM of Account Acquisit
Class A Common Stock
2019-06-03
4
M
0
9989
0
A
9989
D
Class A Common Stock
2019-06-04
4
S
0
3427
91.8815
D
6562
D
Class A Common Stock
2019-06-05
4
S
0
6562
99.6806
D
0
D
Restricted Stock Unit
0
2019-06-03
4
M
0
9989
0
D
2019-06-01
Class A Common Stock
9989
149838
D
These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
This RSU vests ratably in 16 quarterly installments with the first vest occurring on June 1, 2019.
/s/ Stephen Kay, attorney-in-fact
2019-06-06