0001716837-19-000104.txt : 20190606 0001716837-19-000104.hdr.sgml : 20190606 20190606162200 ACCESSION NUMBER: 0001716837-19-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190603 FILED AS OF DATE: 20190606 DATE AS OF CHANGE: 20190606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ozgen Mustafa CENTRAL INDEX KEY: 0001767033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 19882849 MAIL ADDRESS: STREET 1: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-06-03 0001428439 ROKU, INC ROKU 0001767033 Ozgen Mustafa C/O ROKU, INC. 150 WINCHESTER CIRCLE LOS GATOS CA 95032 0 1 0 0 SVP and GM of Account Acquisit Class A Common Stock 2019-06-03 4 M 0 9989 0 A 9989 D Class A Common Stock 2019-06-04 4 S 0 3427 91.8815 D 6562 D Class A Common Stock 2019-06-05 4 S 0 6562 99.6806 D 0 D Restricted Stock Unit 0 2019-06-03 4 M 0 9989 0 D 2019-06-01 Class A Common Stock 9989 149838 D These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. This RSU vests ratably in 16 quarterly installments with the first vest occurring on June 1, 2019. /s/ Stephen Kay, attorney-in-fact 2019-06-06