0001716837-18-000054.txt : 20180717 0001716837-18-000054.hdr.sgml : 20180717 20180717162821 ACCESSION NUMBER: 0001716837-18-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180713 FILED AS OF DATE: 20180717 DATE AS OF CHANGE: 20180717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenberg Scott A. CENTRAL INDEX KEY: 0001716857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 18956764 MAIL ADDRESS: STREET 1: C/O ROKU, INC. STREET 2: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12980 SARATOGA AVE. STREET 2: SUITE D CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 12980 SARATOGA AVE. STREET 2: SUITE D CITY: SARATOGA STATE: CA ZIP: 95070 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-07-13 0001428439 ROKU, INC ROKU 0001716857 Rosenberg Scott A. C/O ROKU, INC. 150 WINCHESTER CIRCLE LOS GATOS CA 95032 0 1 0 0 GM, Sr. VP Platform Business Restricted Stock Unit 0 2018-07-13 4 A 0 40271 0 A 2018-11-15 Common Stock 40271 40271 D Stock Option (right to buy) 48.76 2018-07-13 4 A 0 100676 0 A 2018-08-13 Common Stock 100676 100676 D The RSU vests in 12 equal quarterly installments with the first vest occuring on November 15, 2018. The Stock Option vests monthly over 3 years with the first vest occuring on August 13, 2018. /s/ David Oh, attorney-in-fact 2018-07-17