0001716837-18-000054.txt : 20180717
0001716837-18-000054.hdr.sgml : 20180717
20180717162821
ACCESSION NUMBER: 0001716837-18-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180713
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosenberg Scott A.
CENTRAL INDEX KEY: 0001716857
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 18956764
MAIL ADDRESS:
STREET 1: C/O ROKU, INC.
STREET 2: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12980 SARATOGA AVE.
STREET 2: SUITE D
CITY: SARATOGA
STATE: CA
ZIP: 95070
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 12980 SARATOGA AVE.
STREET 2: SUITE D
CITY: SARATOGA
STATE: CA
ZIP: 95070
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-07-13
0001428439
ROKU, INC
ROKU
0001716857
Rosenberg Scott A.
C/O ROKU, INC.
150 WINCHESTER CIRCLE
LOS GATOS
CA
95032
0
1
0
0
GM, Sr. VP Platform Business
Restricted Stock Unit
0
2018-07-13
4
A
0
40271
0
A
2018-11-15
Common Stock
40271
40271
D
Stock Option (right to buy)
48.76
2018-07-13
4
A
0
100676
0
A
2018-08-13
Common Stock
100676
100676
D
The RSU vests in 12 equal quarterly installments with the first vest occuring on November 15, 2018.
The Stock Option vests monthly over 3 years with the first vest occuring on August 13, 2018.
/s/ David Oh, attorney-in-fact
2018-07-17