0001716837-18-000031.txt : 20180529 0001716837-18-000031.hdr.sgml : 20180529 20180529182619 ACCESSION NUMBER: 0001716837-18-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180524 FILED AS OF DATE: 20180529 DATE AS OF CHANGE: 20180529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothrock Ray A. CENTRAL INDEX KEY: 0001500899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 18865994 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12980 SARATOGA AVE. STREET 2: SUITE D CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 12980 SARATOGA AVE. STREET 2: SUITE D CITY: SARATOGA STATE: CA ZIP: 95070 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-05-24 0001428439 ROKU, INC ROKU 0001500899 Rothrock Ray A. C/O ROKU, INC. 150 WINCHESTER CIRCLE LOS GATOS CA 95032 1 0 0 0 Restricted Stock Unit 0 2018-05-24 4 A 0 2222 0 A Common Stock 2222 2222 D Stock Option (right to buy) 35.99 2018-05-24 4 A 0 5856 35.99 A 2018-06-24 2028-05-24 Common Stock 5856 5856 D All shares vest on the 12 month anniversary of the grant date. The option will vest in 12 monthly installments from grant date. /s/ David Oh, attorney-in-fact 2018-05-29