0001551056-12-000003.txt : 20120807 0001551056-12-000003.hdr.sgml : 20120807 20120807144118 ACCESSION NUMBER: 0001551056-12-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20120807 DATE AS OF CHANGE: 20120807 EFFECTIVENESS DATE: 20120807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-182316 FILM NUMBER: 121012749 BUSINESS ADDRESS: STREET 1: 12980 SARATOGA AVE. STREET 2: SUITE D CITY: SARATOGA STATE: CA ZIP: 95070 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 12980 SARATOGA AVE. STREET 2: SUITE D CITY: SARATOGA STATE: CA ZIP: 95070 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 D 1 primary_doc.xml X0706 D LIVE 0001428439 ROKU, INC 12980 SARATOGA AVE. SUITE D SARATOGA CA CALIFORNIA 95070 408 556-9040 DELAWARE ROKU INC Corporation true 2008 Anthony Wood c/o Roku, Inc., 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Executive Officer Director Shawn Carolan c/o Roku, Inc., 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Director Kim J. Funk c/o Roku, Inc., 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Executive Officer Oliver Hutaff c/o Roku, Inc., 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Executive Officer Robert Kyncl c/o Roku, Inc., 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Director Jeff Hastings c/o Roku, Inc. 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Director Daniel Leff c/o Roku, Inc., 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Director Jonathan Miller c/o Roku, Inc., 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Director Alan Hendricks c/o Roku, Inc., 12980 Saratoga Avenue Suite D Saratoga CA CALIFORNIA 95070 Director Other Technology Decline to Disclose 06 false 2012-03-05 false true true true true true Warrants,Convertible Promissory Notes and the underlying shares of Preferred Stock and Common Stock issuable upon the exercise of the Warrants,conversion of the Notes and conversion of the Preferred Stock. false 0 6249999 5000000 1249999 5,000,000 of the total amount sold represents promissory notes issued in the offering and $1,249,999 of the amount sold represents the total exercise price of warrants issued in the offering. false 4 0 0 0 false ROKU, INC /s/ Kim J. Funk Kim J. Funk VP, General Counsel and Secretary 2012-08-07