0001062993-24-012335.txt : 20240610 0001062993-24-012335.hdr.sgml : 20240610 20240610200337 ACCESSION NUMBER: 0001062993-24-012335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240606 FILED AS OF DATE: 20240610 DATE AS OF CHANGE: 20240610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothrock Ray A. CENTRAL INDEX KEY: 0001500899 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 241034403 MAIL ADDRESS: STREET 1: 3340 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] ORGANIZATION NAME: 06 Technology IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 556-9040 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-06-06 0001428439 ROKU, INC ROKU 0001500899 Rothrock Ray A. C/O ROKU, INC. 1173 COLEMAN AVE. SAN JOSE CA 95110 1 0 0 0 0 Class A Common Stock 2024-06-10 4 M 0 2164 0.0 A 40908 D Restricted Stock Unit 2024-06-06 4 A 0 2029 0.0 A 2025-06-06 Class A Common Stock 2029 2029 D Stock Options (right to buy) 57.97 2024-06-06 4 A 0 3652 0 A 2034-06-05 Class A Common Stock 3652 3652 D Restricted Stock Unit 2024-06-10 4 M 0 2164 0.0 D 2024-06-10 Class A Common Stock 2164 0.0 D Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date. The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. /s/ Renee Strandness, attorney-in-fact 2024-06-10