0001062993-24-012332.txt : 20240610
0001062993-24-012332.hdr.sgml : 20240610
20240610200038
ACCESSION NUMBER: 0001062993-24-012332
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240606
FILED AS OF DATE: 20240610
DATE AS OF CHANGE: 20240610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fyfield Mai
CENTRAL INDEX KEY: 0001741111
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 241034398
MAIL ADDRESS:
STREET 1: C/O ROKU, INC.
STREET 2: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1173 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 556-9040
MAIL ADDRESS:
STREET 1: 1701 JUNCTION COURT, SUITE 100
STREET 2: ATTENTION: GENERAL COUNSEL
CITY: SAN JOSE
STATE: CA
ZIP: 95112
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-06-06
0001428439
ROKU, INC
ROKU
0001741111
Fyfield Mai
C/O ROKU, INC.
1173 COLEMAN AVE.
SAN JOSE
CA
95110
1
0
0
0
0
Class A Common Stock
2024-06-10
4
M
0
2164
0.0
A
3909
D
Class A Common Stock
2024-06-10
4
S
0
650
57.88
D
3259
D
Restricted Stock Unit
2024-06-06
4
A
0
2029
0.0
A
2025-06-06
Class A Common Stock
2029
2029
D
Stock Options (right to buy)
57.97
2024-06-06
4
A
0
3652
0
A
2034-06-05
Class A Common Stock
3652
3652
D
Restricted Stock Unit
2024-06-10
4
M
0
2164
0.0
D
2024-06-10
Class A Common Stock
2164
0.0
D
These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award that was granted on June 8, 2023.
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.
The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.
/s/ Renee Strandness, attorney-in-fact
2024-06-10