0001062993-24-012003.txt : 20240605
0001062993-24-012003.hdr.sgml : 20240605
20240605170531
ACCESSION NUMBER: 0001062993-24-012003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240603
FILED AS OF DATE: 20240605
DATE AS OF CHANGE: 20240605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wood Anthony J.
CENTRAL INDEX KEY: 0001716837
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 241022859
MAIL ADDRESS:
STREET 1: C/O ROKU, INC.
STREET 2: 150 WINCHESTER CIRCLE
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1173 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 556-9040
MAIL ADDRESS:
STREET 1: 1701 JUNCTION COURT, SUITE 100
STREET 2: ATTENTION: GENERAL COUNSEL
CITY: SAN JOSE
STATE: CA
ZIP: 95112
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-06-03
0001428439
ROKU, INC
ROKU
0001716837
Wood Anthony J.
C/O ROKU, INC.
1173 COLEMAN AVE.
SAN JOSE
CA
95110
1
1
1
0
CEO and Chairman BOD
0
Class A Common Stock
2024-06-03
4
M
0
8277
0
A
13297
D
Class A Common Stock
2024-06-03
4
F
0
3257
57.94
D
10040
D
Class A Common Stock
42500
I
Wood 2020 Irrevocable Trust
Class A Common Stock
6849
I
Wood Revocable Trust
Class A Common Stock
54702
I
The Anthony J. Wood 2022 Annuity Trust V-B
Class A Common Stock
45298
I
The Anthony J. Wood 2023 Annuity Trust V-B
Class A Common Stock
41851
I
The Anthony J. Wood 2023 Annuity Trust V
Class A Common Stock
279801
I
The Anthony J. Wood 2024 Annuity Trust V
Restricted Stock Unit
2024-06-03
4
M
0
8277
0
D
Class A Common Stock
8277
74499
D
Employee Stock Option (right to buy)
57.94
2024-06-03
4
A
0
776
0
A
2024-06-03
2034-06-02
Class A Common Stock
776
776
D
Employee Stock Option (right to buy)
57.94
2024-06-03
4
A
0
7248
0
A
2024-06-03
2034-06-02
Class A Common Stock
7248
7248
D
Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 3, 2024.
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.
This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.34.
/s/ Renee Strandness, attorney-in-fact
2024-06-05