0001062993-24-005630.txt : 20240305 0001062993-24-005630.hdr.sgml : 20240305 20240305204004 ACCESSION NUMBER: 0001062993-24-005630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wood Anthony J. CENTRAL INDEX KEY: 0001716837 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 24724012 MAIL ADDRESS: STREET 1: C/O ROKU, INC. STREET 2: 150 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] ORGANIZATION NAME: 06 Technology IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1173 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 556-9040 MAIL ADDRESS: STREET 1: 1701 JUNCTION COURT, SUITE 100 STREET 2: ATTENTION: GENERAL COUNSEL CITY: SAN JOSE STATE: CA ZIP: 95112 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-03-01 0001428439 ROKU, INC ROKU 0001716837 Wood Anthony J. C/O ROKU, INC. 1173 COLEMAN AVE. SAN JOSE CA 95110 1 1 1 0 CEO and Chairman BOD 0 Class A Common Stock 2024-03-01 4 M 0 8278 0 A 8278 D Class A Common Stock 2024-03-01 4 F 0 3258 63.35 D 5020 D Class A Common Stock 42500 I Wood 2020 Irrevocable Trust Class A Common Stock 6849 I The Anthony J. Wood 2022 Annuity Trust V Class A Common Stock 54702 I The Anthony J. Wood 2022 Annuity Trust V-B Class A Common Stock 45298 I The Anthony J. Wood 2023 Annuity Trust V-B Class A Common Stock 41851 I The Anthony J. Wood 2023 Annuity Trust V Class A Common Stock 279801 I The Anthony J. Wood 2024 Annuity Trust V Restricted Stock Unit 2024-03-01 4 M 0 8278 0 D Class A Common Stock 8278 82776 D Employee Stock Option (right to buy) 63.35 2024-03-01 4 A 0 711 0 A 2024-03-01 2034-02-28 Class A Common Stock 711 711 D Employee Stock Option (right to buy) 63.35 2024-03-01 4 A 0 6629 0 A 2024-03-01 2034-02-28 Class A Common Stock 6629 6629 D Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00. This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33. /s/ Renee Strandness, attorney-in-fact 2024-03-05