0001062993-23-013390.txt : 20230612
0001062993-23-013390.hdr.sgml : 20230612
20230612193413
ACCESSION NUMBER: 0001062993-23-013390
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230608
FILED AS OF DATE: 20230612
DATE AS OF CHANGE: 20230612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUNA GINA
CENTRAL INDEX KEY: 0001746807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 231009867
MAIL ADDRESS:
STREET 1: 24955 INTERSTATE 45 N
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-06-08
0001428439
ROKU, INC
ROKU
0001746807
LUNA GINA
C/O ROKU, INC.
1155 COLEMAN AVE.
SAN JOSE
CA
95110
1
0
0
0
0
Class A Common Stock
2023-06-09
4
M
0
1317
0.0
A
1915
D
Restricted Stock Unit
2023-06-08
4
A
0
2164
0.0
A
2024-06-08
Class A Common Stock
2164
2164
D
Stock Options (right to buy)
69.10
2023-06-08
4
A
0
3895
0
A
2033-06-07
Class A Common Stock
3895
3895
D
Restricted Stock Unit
2023-06-09
4
M
0
1317
0.0
D
2023-06-09
Class A Common Stock
1317
0.0
D
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.
The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.
Exhibit 24.1 - Power of Attorney
/s/ Renee Strandness, attorney-in-fact
2023-06-12
EX-24
2
exhibit24.htm
Exhibit 24
Exhibit 24