0001062993-23-009931.txt : 20230502 0001062993-23-009931.hdr.sgml : 20230502 20230502164455 ACCESSION NUMBER: 0001062993-23-009931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230428 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banks Matthew C. CENTRAL INDEX KEY: 0001959033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38211 FILM NUMBER: 23879902 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROKU, INC CENTRAL INDEX KEY: 0001428439 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 262087865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1155 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-446-1459 MAIL ADDRESS: STREET 1: 1155 COLEMAN AVENUE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: ROKU INC DATE OF NAME CHANGE: 20080228 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-04-28 0001428439 ROKU, INC ROKU 0001959033 Banks Matthew C. C/O ROKU, INC. 1155 COLEMAN AVE. SAN JOSE CA 95110 0 1 0 0 VP, Corp Controller & CAO 0 Restricted Stock Unit 0 2023-04-28 4 A 0 19978 0.0 A Class A Common Stock 19978 19978 D Restricted Stock Unit 0 2023-04-28 4 A 0 26756 0.0 A Class A Common Stock 26756 26756 D Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. This RSU was granted on 04/28/23 and 2/16th of the shares vest on 6/1/23 and the remaining shares vest quarterly over the remaining 14 quarterly vest dates. This RSU was granted on 04/28/23 and vests 50% on 11/15/23 and 50% on 11/15/24. /s/ Renee Strandness, attorney-in-fact 2023-05-02