0001062993-23-009931.txt : 20230502
0001062993-23-009931.hdr.sgml : 20230502
20230502164455
ACCESSION NUMBER: 0001062993-23-009931
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230428
FILED AS OF DATE: 20230502
DATE AS OF CHANGE: 20230502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Banks Matthew C.
CENTRAL INDEX KEY: 0001959033
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38211
FILM NUMBER: 23879902
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROKU, INC
CENTRAL INDEX KEY: 0001428439
STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841]
IRS NUMBER: 262087865
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-446-1459
MAIL ADDRESS:
STREET 1: 1155 COLEMAN AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: ROKU INC
DATE OF NAME CHANGE: 20080228
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-04-28
0001428439
ROKU, INC
ROKU
0001959033
Banks Matthew C.
C/O ROKU, INC.
1155 COLEMAN AVE.
SAN JOSE
CA
95110
0
1
0
0
VP, Corp Controller & CAO
0
Restricted Stock Unit
0
2023-04-28
4
A
0
19978
0.0
A
Class A Common Stock
19978
19978
D
Restricted Stock Unit
0
2023-04-28
4
A
0
26756
0.0
A
Class A Common Stock
26756
26756
D
Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
This RSU was granted on 04/28/23 and 2/16th of the shares vest on 6/1/23 and the remaining shares vest quarterly over the remaining 14 quarterly vest dates.
This RSU was granted on 04/28/23 and vests 50% on 11/15/23 and 50% on 11/15/24.
/s/ Renee Strandness, attorney-in-fact
2023-05-02