0001415889-24-016224.txt : 20240610 0001415889-24-016224.hdr.sgml : 20240610 20240610162851 ACCESSION NUMBER: 0001415889-24-016224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240606 FILED AS OF DATE: 20240610 DATE AS OF CHANGE: 20240610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neeleman Stephen CENTRAL INDEX KEY: 0001614838 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 241033128 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 form4-06102024_080647.xml X0508 4 2024-06-06 0001428336 HEALTHEQUITY, INC. HQY 0001614838 Neeleman Stephen C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 true true false false FOUNDER AND VICE CHAIRMAN 1 Common Stock 2024-06-06 4 M 0 7484 14 A 97999 D Common Stock 2024-06-06 4 S 0 7484 85.0451 D 90515 D Common Stock 2024-06-07 4 M 0 2080 14 A 92595 D Common Stock 2024-06-07 4 S 0 2080 85.0118 D 90515 D Common Stock 559235 I See footnote Common Stock 203000 I See footnote Stock Option (right to buy) 14 2024-06-06 4 M 0 7484 0 D 2024-07-30 Common Stock 69600 37080 D Stock Option (right to buy) 14 2024-06-07 4 M 0 2080 0 D 2024-07-30 Common Stock 37080 35000 D Stock Option (right to buy) 41.28 2027-03-27 Common Stock 19897 19897 D Stock Options (right to buy) 61.72 2028-03-27 Common Stock 14228 14228 D Stock Options (right to buy) 73.61 2029-03-26 Common Stock 15337 15337 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 08, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) of this Form 4. Shares held of record by the Stephen and Christine Neeleman Trust. Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. The option is immediately exercisable. /s/ Stephen Neeleman 2024-06-07