0001415889-23-016295.txt : 20231212 0001415889-23-016295.hdr.sgml : 20231212 20231212155653 ACCESSION NUMBER: 0001415889-23-016295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neeleman Stephen CENTRAL INDEX KEY: 0001614838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 231481175 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 form4-12122023_081248.xml X0508 4 2023-12-08 0001428336 HEALTHEQUITY, INC. HQY 0001614838 Neeleman Stephen C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 true true false false FOUNDER AND VICE CHAIRMAN 0 Common Stock 2023-12-08 4 M 0 70000 14 A 142887 D Common Stock 2023-12-08 4 S 0 62578 68.5059 D 80309 D Common Stock 2023-12-08 4 S 0 7122 69.0929 D 73187 D Common Stock 2023-12-08 4 S 0 300 70.0133 D 72887 D Common Stock 564235 I See footnote Common Stock 203000 I See footnote Stock Option (right to buy) 14 2023-12-08 4 M 0 70000 0 D 2024-07-30 Common Stock 70000 70000 D Stock Option (right to buy) 41.28 2027-03-27 Common Stock 19897 19897 D Stock Options (right to buy) 61.72 2028-03-27 Common Stock 14228 14228 D Stock Options (right to buy) 73.61 2029-03-26 Common Stock 15337 15337 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.8700 to $68.8600, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) of this Form 4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.8700 to $69.6500, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.0100 to $70.0200, inclusive. Shares held of record by the Stephen and Christine Neeleman Trust. Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. The option is immediately exercisable. /s/ Stephen Neeleman 2023-12-12