0001415889-23-016295.txt : 20231212
0001415889-23-016295.hdr.sgml : 20231212
20231212155653
ACCESSION NUMBER: 0001415889-23-016295
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neeleman Stephen
CENTRAL INDEX KEY: 0001614838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 231481175
MAIL ADDRESS:
STREET 1: 15 W. SCENIC POINTE DR., STE. 100
CITY: DRAPER
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY, INC.
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTHEQUITY INC
DATE OF NAME CHANGE: 20080227
4
1
form4-12122023_081248.xml
X0508
4
2023-12-08
0001428336
HEALTHEQUITY, INC.
HQY
0001614838
Neeleman Stephen
C/O HEALTHEQUITY, INC.
15 W. SCENIC POINTE DR., STE. 100
DRAPER
UT
84020
true
true
false
false
FOUNDER AND VICE CHAIRMAN
0
Common Stock
2023-12-08
4
M
0
70000
14
A
142887
D
Common Stock
2023-12-08
4
S
0
62578
68.5059
D
80309
D
Common Stock
2023-12-08
4
S
0
7122
69.0929
D
73187
D
Common Stock
2023-12-08
4
S
0
300
70.0133
D
72887
D
Common Stock
564235
I
See footnote
Common Stock
203000
I
See footnote
Stock Option (right to buy)
14
2023-12-08
4
M
0
70000
0
D
2024-07-30
Common Stock
70000
70000
D
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
19897
19897
D
Stock Options (right to buy)
61.72
2028-03-27
Common Stock
14228
14228
D
Stock Options (right to buy)
73.61
2029-03-26
Common Stock
15337
15337
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.8700 to $68.8600, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) of this Form 4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.8700 to $69.6500, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.0100 to $70.0200, inclusive.
Shares held of record by the Stephen and Christine Neeleman Trust.
Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
The option is immediately exercisable.
/s/ Stephen Neeleman
2023-12-12