0001415889-23-014048.txt : 20231006 0001415889-23-014048.hdr.sgml : 20231006 20231006175444 ACCESSION NUMBER: 0001415889-23-014048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231006 DATE AS OF CHANGE: 20231006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neeleman Stephen CENTRAL INDEX KEY: 0001614838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 231315096 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 form4-10062023_091035.xml X0508 4 2023-10-02 0001428336 HEALTHEQUITY, INC. HQY 0001614838 Neeleman Stephen C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 true true false false FOUNDER AND VICE CHAIRMAN 0 Common Stock 2023-10-02 4 G 0 4500 0 D 564235 I See footnote Common Stock 203000 I See footnote Common Stock 2023-10-04 4 F 0 312 72.0628 D 72887 D Stock Option (right to buy) 14 2024-07-30 Common Stock 140000 140000 D Stock Option (right to buy) 41.28 2027-03-27 Common Stock 19897 19897 D Stock Options (right to buy) 61.72 2028-03-27 Common Stock 14228 14228 D Stock Options (right to buy) 73.61 2029-03-26 Common Stock 15337 15337 D Shares held of record by the Stephen and Christine Neeleman Trust. Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. The option is immediately exercisable. The Power of Attorney given by Mr. Neeleman was previously filed with the U.S. Securities and Exchange Commission on July 7, 2023, as an exhibit to a statement on Form 4 filed by Mr. Neeleman with respect to HealthEquity, Inc. and is hereby incorporated by reference. /s/ Del Ladd, Attorney-in-Fact 2023-10-06