0001415889-23-013654.txt : 20230929 0001415889-23-013654.hdr.sgml : 20230929 20230929163900 ACCESSION NUMBER: 0001415889-23-013654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230927 FILED AS OF DATE: 20230929 DATE AS OF CHANGE: 20230929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kessler Jon CENTRAL INDEX KEY: 0001615062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 231296277 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 form4-09292023_080943.xml X0508 4 2023-09-27 0001428336 HEALTHEQUITY, INC. HQY 0001615062 Kessler Jon C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 true true false false PRESIDENT AND CEO 1 Common Stock 2023-09-27 4 S 0 1027 74.2527 D 2848 I by Jon Kessler and Laura M. Gottsman Family Trust Common Stock 2023-09-27 4 S 0 1377 74.8576 D 1471 I by Jon Kessler and Laura M. Gottsman Family Trust Common Stock 2023-09-27 4 S 0 1471 75.7221 D 0 I by Jon Kessler and Laura M. Gottsman Family Trust Common Stock 2023-09-27 4 S 0 4699 74.2550 D 13731 I by Team Bear Trust Common Stock 2023-09-27 4 S 0 6960 74.8730 D 6771 I by Team Bear Trust Common Stock 2023-09-27 4 S 0 6771 75.7168 D 0 I by Team Bear Trust Common Stock 2023-09-27 4 S 0 6279 74.2552 D 18234 I by Team Gracie Trust Common Stock 2023-09-27 4 S 0 9199 74.8713 D 9035 I by Team Gracie Trust Common Stock 2023-09-27 4 S 0 9035 75.7179 D 0 I by Team Gracie Trust Common Stock 213991 D Common Stock 100000 I by GKF, LLC Stock Option (right to buy) 41.28 2027-03-27 Common Stock 34820 34820 I by GKF, LLC Stock Option (right to buy) 61.72 2028-03-27 Common Stock 23930 23930 I by GKF, LLC Stock Option (right to buy) 73.61 2029-03-26 Common Stock 12782 12782 I by GKF, LLC Stock Option (right to buy) 14 2024-07-30 Common Stock 60000 60000 I by GKF, LLC Stock Option (right to buy) 41.28 2027-03-27 Common Stock 17409 17409 D Stock Option (right to buy) 61.72 2028-03-27 Common Stock 23929 23929 D Stock Option (right to buy) 73.61 2029-03-26 Common Stock 38343 38343 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.525 to $74.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4. These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.525 to $75.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.525 to $75.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4. These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The option is immediately exercisable. /s/ Jon Kessler 2023-09-29