0001415889-23-013654.txt : 20230929
0001415889-23-013654.hdr.sgml : 20230929
20230929163900
ACCESSION NUMBER: 0001415889-23-013654
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230927
FILED AS OF DATE: 20230929
DATE AS OF CHANGE: 20230929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kessler Jon
CENTRAL INDEX KEY: 0001615062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 231296277
MAIL ADDRESS:
STREET 1: 15 W. SCENIC POINTE DR., STE. 100
CITY: DRAPER
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY, INC.
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTHEQUITY INC
DATE OF NAME CHANGE: 20080227
4
1
form4-09292023_080943.xml
X0508
4
2023-09-27
0001428336
HEALTHEQUITY, INC.
HQY
0001615062
Kessler Jon
C/O HEALTHEQUITY, INC.
15 W. SCENIC POINTE DR., STE. 100
DRAPER
UT
84020
true
true
false
false
PRESIDENT AND CEO
1
Common Stock
2023-09-27
4
S
0
1027
74.2527
D
2848
I
by Jon Kessler and Laura M. Gottsman Family Trust
Common Stock
2023-09-27
4
S
0
1377
74.8576
D
1471
I
by Jon Kessler and Laura M. Gottsman Family Trust
Common Stock
2023-09-27
4
S
0
1471
75.7221
D
0
I
by Jon Kessler and Laura M. Gottsman Family Trust
Common Stock
2023-09-27
4
S
0
4699
74.2550
D
13731
I
by Team Bear Trust
Common Stock
2023-09-27
4
S
0
6960
74.8730
D
6771
I
by Team Bear Trust
Common Stock
2023-09-27
4
S
0
6771
75.7168
D
0
I
by Team Bear Trust
Common Stock
2023-09-27
4
S
0
6279
74.2552
D
18234
I
by Team Gracie Trust
Common Stock
2023-09-27
4
S
0
9199
74.8713
D
9035
I
by Team Gracie Trust
Common Stock
2023-09-27
4
S
0
9035
75.7179
D
0
I
by Team Gracie Trust
Common Stock
213991
D
Common Stock
100000
I
by GKF, LLC
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
34820
34820
I
by GKF, LLC
Stock Option (right to buy)
61.72
2028-03-27
Common Stock
23930
23930
I
by GKF, LLC
Stock Option (right to buy)
73.61
2029-03-26
Common Stock
12782
12782
I
by GKF, LLC
Stock Option (right to buy)
14
2024-07-30
Common Stock
60000
60000
I
by GKF, LLC
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
17409
17409
D
Stock Option (right to buy)
61.72
2028-03-27
Common Stock
23929
23929
D
Stock Option (right to buy)
73.61
2029-03-26
Common Stock
38343
38343
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 24, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.525 to $74.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
These securities are held by the Jon Kessler and Laura M. Gottsman Family Trust, a revocable trust in which the Reporting Person and his Spouse are co-trustees, and the Reporting Person and members of his immediate family are the sole beneficiaries.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.525 to $75.52, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.525 to $75.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) of this Form 4.
These securities are held by the Team Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by the Team Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The option is immediately exercisable.
/s/ Jon Kessler
2023-09-29