0001179110-21-003943.txt : 20210401 0001179110-21-003943.hdr.sgml : 20210401 20210401163803 ACCESSION NUMBER: 0001179110-21-003943 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Otten William Robert CENTRAL INDEX KEY: 0001704840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 21798595 MAIL ADDRESS: STREET 1: 3868 WHITTINGTON DR. NE CITY: ATLANTA STATE: GA ZIP: 30342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 edgar.xml FORM 4 - X0306 4 2021-03-30 0 0001428336 HEALTHEQUITY, INC. HQY 0001704840 Otten William Robert C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 0 1 0 0 Executive VP of Sales Common Stock 2021-03-30 4 A 0 4975 0 A 38446 D Common Stock 2021-03-30 4 A 0 4113 0 A 42559 D Common Stock 2021-03-31 4 F 0 704 67.5022 D 41855 D Stock Option (right to buy) 51.44 2027-06-21 Common Stock 43000 43000 D Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,244 shares on each of March 30, 2022, 2023 and 2024. The remaining 1,243 shares will vest on March 30, 2025. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 4,113 shares on March 30, 2021. The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date. The option is exercisable as to 32,250 shares. The remaining 10,750 options become exercisable on June 21, 2021. /s/William Robert Otten 2021-04-01