0001179110-21-003941.txt : 20210401
0001179110-21-003941.hdr.sgml : 20210401
20210401163628
ACCESSION NUMBER: 0001179110-21-003941
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210330
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neeleman Stephen
CENTRAL INDEX KEY: 0001614838
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 21798573
MAIL ADDRESS:
STREET 1: 15 W. SCENIC POINTE DR., STE. 100
CITY: DRAPER
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY, INC.
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTHEQUITY INC
DATE OF NAME CHANGE: 20080227
4
1
edgar.xml
FORM 4 -
X0306
4
2021-03-30
0
0001428336
HEALTHEQUITY, INC.
HQY
0001614838
Neeleman Stephen
C/O HEALTHEQUITY, INC.
15 W. SCENIC POINTE DR., STE. 100
DRAPER
UT
84020
1
1
0
0
Founder and Vice Chairman
Common Stock
2021-03-30
4
A
0
7463
0
A
37347
D
Common Stock
2021-03-30
4
A
0
6465
0
A
43812
D
Common Stock
2021-03-31
4
F
0
641
67.5022
D
43171
D
Common Stock
575735
I
See footnote
Common Stock
203000
I
See footnote
Stock Option (right to buy)
14
2024-07-30
Common Stock
140000
140000
D
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
19897
19897
D
Stock Option (right to buy)
61.72
2028-03-27
Common Stock
14228
14228
D
Stock Option (right to buy)
73.61
2029-03-26
Common Stock
15337
15337
D
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,866 shares annually on March 30, 2022, 2023 and 2024. The remaining 1,865 restricted stock units vest on March 30, 2025.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 6,465 shares on March 30, 2021.
The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date.
Shares held of record by the Stephen and Christine Neeleman Trust.
Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
The option is immediately exercisable.
The option is exercisable as to 10,671 shares. The remaining 3,557 options become exercisable on March 27, 2022.
The option is exercisable as to 7,219 shares. The remaining options vest as to 3,384 shares on each of March 27, 2022 and 2023.
/s/ STEPHEN NEELEMAN
2021-04-01