0001179110-21-003873.txt : 20210330 0001179110-21-003873.hdr.sgml : 20210330 20210330165658 ACCESSION NUMBER: 0001179110-21-003873 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210329 FILED AS OF DATE: 20210330 DATE AS OF CHANGE: 20210330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Otten William Robert CENTRAL INDEX KEY: 0001704840 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 21787199 MAIL ADDRESS: STREET 1: 3868 WHITTINGTON DR. NE CITY: ATLANTA STATE: GA ZIP: 30342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 edgar.xml FORM 4 - X0306 4 2021-03-29 0 0001428336 HEALTHEQUITY, INC. HQY 0001704840 Otten William Robert C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 0 1 0 0 Executive VP of Sales Common Stock 2021-03-29 4 F 0 151 68.3119 D 34158 D Common Stock 2021-03-29 4 F 0 292 68.3099 D 33866 D Common Stock 2021-03-29 4 F 0 395 68.3076 D 33471 D Stock Option (right to buy) 51.44 2027-06-21 Common Stock 43000 43000 D The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and BofA Securities, Inc. dated February 16, 2021 (the "Lock-up Date") pursuant to which the remaining shares reported in Table I of this Form 4 cannot be sold for 45 days following the Lock-up Date. The option is exercisable as to 32,250 shares. The remaining 10,750 options become exercisable on June 21, 2021. /s/William Robert Otten 2021-03-30