0001179110-21-000847.txt : 20210126 0001179110-21-000847.hdr.sgml : 20210126 20210126172331 ACCESSION NUMBER: 0001179110-21-000847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210125 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ladd Delano CENTRAL INDEX KEY: 0001683056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 21555390 MAIL ADDRESS: STREET 1: 15W. SCENIC POINTE DR., SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 edgar.xml FORM 4 - X0306 4 2021-01-25 0 0001428336 HEALTHEQUITY, INC. HQY 0001683056 Ladd Delano C/O HEALTHEQUITY, INC.15 W. SCENIC POINT STE. 100 DRAPER UT 84020 0 1 0 0 EVP, Counsel & Secretary Common Stock 2021-01-25 4 M 0 20625 24.36 A 50836 D Common Stock 2021-01-25 4 M 0 34375 30.57 A 85211 D Common Stock 2021-01-25 4 S 0 11504 84.1425 D 73707 D Common Stock 2021-01-25 4 S 0 7261 84.8186 D 66446 D Common Stock 2021-01-25 4 S 0 36235 85.7715 D 30211 D Stock Option (right to buy) 24.36 2021-01-25 4 M 0 20625 0 D 2026-03-23 Common Stock 20625 0 D Stock Option (right to buy) 30.57 2021-01-25 4 M 0 34375 0 D 2026-08-24 Common Stock 34375 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.55 to $84.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.55 to $85.54, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.63 to $86.13, inclusive. The option is immediately exercisable. /s/ Delano W. Ladd 2021-01-26