0001179110-21-000808.txt : 20210125 0001179110-21-000808.hdr.sgml : 20210125 20210125122340 ACCESSION NUMBER: 0001179110-21-000808 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neeleman Stephen CENTRAL INDEX KEY: 0001614838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 21548911 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 edgar.xml FORM 4 - X0306 4 2020-10-01 0 0001428336 HEALTHEQUITY, INC. HQY 0001614838 Neeleman Stephen C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 1 1 0 0 Founder and Vice Chairman Common Stock 29884 D Common Stock 2020-10-01 5 G 0 E 550 0 D 575735 I See footnote Common Stock 203000 I See footnote Stock Option (right to buy) 41.28 2027-03-27 Common Stock 19897 19897 D Stock Option (right to buy) 61.72 2028-03-27 Common Stock 14228 14228 D Stock Option (right to buy) 14 2024-07-30 Common Stock 140000 140000 D Stock Option (right to buy) 73.61 2029-03-26 Common Stock 15337 15337 D Shares held of record by the Stephen and Christine Neeleman Trust. Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes. The option is exercisable as to 14,992 shares. The option becomes exercisable as to the remaining 4,975 options on March 27, 2021. The option is exercisable as to 7,114 shares. The remaining options become exercisable in two equal installments of 3,557 options on March 27, 2021, and 2022. The option is immediately exercisable. The option is exercisable as to 3,835 shares. The remaining options vest as to 3,384 shares on each of March 27, 2021, 2022 and 2023. /s/ STEPHEN NEELEMAN 2021-01-25