0001179110-20-006730.txt : 20200529
0001179110-20-006730.hdr.sgml : 20200529
20200529175635
ACCESSION NUMBER: 0001179110-20-006730
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200527
FILED AS OF DATE: 20200529
DATE AS OF CHANGE: 20200529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kessler Jon
CENTRAL INDEX KEY: 0001615062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 20929981
MAIL ADDRESS:
STREET 1: 15 W. SCENIC POINTE DR., STE. 100
CITY: DRAPER
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY, INC.
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTHEQUITY INC
DATE OF NAME CHANGE: 20080227
4
1
edgar.xml
FORM 4 -
X0306
4
2020-05-27
0
0001428336
HEALTHEQUITY, INC.
HQY
0001615062
Kessler Jon
15 WEST SCENIC POINTE DRIVE, SUITE 100
DRAPER
UT
84020
1
1
0
0
President and CEO
Common Stock
2020-04-13
5
G
0
E
100000
0
D
405715
D
Common Stock
2020-04-13
5
G
0
E
100000
0
A
100000
I
by Team Bear Trust
Common Stock
2020-05-27
4
S
0
83149
62.4849
D
16851
I
by Team Bear Trust
Common Stock
2020-05-27
4
S
0
16851
63.0904
D
0
I
by Team Bear Trust
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
34819
17409
D
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
17410
34820
I
by GKF, LLC
Stock Option (right to buy)
61.72
2028-03-27
Common Stock
35894
23929
D
Stock Option (right to buy)
61.72
2028-03-27
Common Stock
11965
23930
I
by GKF, LLC
Stock Option (right to buy)
73.61
2029-03-26
Common Stock
51125
38343
D
Common Stock
73.61
2029-03-26
Common Stock
12782
12782
I
by GKF, LLC
Stock Option (right to buy)
14.00
2024-07-30
Common Stock
160000
160000
I
by GKF, LLC
This transaction involved a gift of shares by the reporting person to Team Bear Trust (the "Trust"). The reporting person's wife, who is a member of his immediate family, is a co-trustee of the Trust. The reporting person's wife and children, all of whom are members of his immediate family, are the sole beneficiaries of the Trust.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Trust on March 27, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3)and (4) of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.20, inclusive.
The option will become exercisable as to 17,409 shares on March 27, 2021
The option is immediately exercisable.
The option will become exercisable as to 11,965 shares on March 27, 2021 and 11,964 shares on March 27, 2022.
The option will become exercisable in annual installments of 12,781 shares on each of March 26, 2021, 2022 and 2023
/s/ Jon Kessler
2020-05-29