0001179110-20-004738.txt : 20200407
0001179110-20-004738.hdr.sgml : 20200407
20200407162127
ACCESSION NUMBER: 0001179110-20-004738
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200406
FILED AS OF DATE: 20200407
DATE AS OF CHANGE: 20200407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kessler Jon
CENTRAL INDEX KEY: 0001615062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 20779954
MAIL ADDRESS:
STREET 1: 15 W. SCENIC POINTE DR., STE. 100
CITY: DRAPER
STATE: UT
ZIP: 84020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY, INC.
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
FORMER COMPANY:
FORMER CONFORMED NAME: HEALTHEQUITY INC
DATE OF NAME CHANGE: 20080227
4
1
edgar.xml
FORM 4 -
X0306
4
2020-04-06
0
0001428336
HEALTHEQUITY, INC.
HQY
0001615062
Kessler Jon
15 WEST SCENIC POINTE DRIVE, SUITE 100
DRAPER
UT
84020
1
1
0
0
President and CEO
Common Stock
2020-04-06
4
F
0
42170
43.9652
D
505715
D
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
34819
34819
D
Stock Option (right to buy)
41.28
2027-03-27
Common Stock
17410
17410
I
by GKF, LLC
Stock Option (right to buy)
61.72
2028-03-27
Common Stock
35894
35894
D
Stock Option (right to buy)
61.72
2028-03-27
Common Stock
11965
11965
I
by GKF, LLC
Stock Option (right to buy)
14.00
2024-07-30
Common Stock
160000
160000
I
by GKF, LLC
Stock Option (right to buy)
73.61
2029-03-26
Common Stock
51125
51125
D
The option became exercisable as to 17,410 shares on March 27, 2020. The remaining 17,409 shares will vest on March 27, 2021.
The reporting person and his wife, who is a member of his immediate family, serve as co-managers of GKF, LLC (the "LLC"), which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust.
The option is immediately exercisable.
The option became exercisable as to 11,965 shares on March 27, 2020. The option will vest as to 11,965 shares on March 27, 2021 and 11,964 shares on March 27, 2022.
The option vested as to 12,782 shares on March 26, 2020. The remaining options will vest in annual installments of 12,781 on each of March 26, 2021, 2022 and 2023.
/s/ Jon Kessler
2020-04-07