0001179110-20-004738.txt : 20200407 0001179110-20-004738.hdr.sgml : 20200407 20200407162127 ACCESSION NUMBER: 0001179110-20-004738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200406 FILED AS OF DATE: 20200407 DATE AS OF CHANGE: 20200407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kessler Jon CENTRAL INDEX KEY: 0001615062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 20779954 MAIL ADDRESS: STREET 1: 15 W. SCENIC POINTE DR., STE. 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 edgar.xml FORM 4 - X0306 4 2020-04-06 0 0001428336 HEALTHEQUITY, INC. HQY 0001615062 Kessler Jon 15 WEST SCENIC POINTE DRIVE, SUITE 100 DRAPER UT 84020 1 1 0 0 President and CEO Common Stock 2020-04-06 4 F 0 42170 43.9652 D 505715 D Stock Option (right to buy) 41.28 2027-03-27 Common Stock 34819 34819 D Stock Option (right to buy) 41.28 2027-03-27 Common Stock 17410 17410 I by GKF, LLC Stock Option (right to buy) 61.72 2028-03-27 Common Stock 35894 35894 D Stock Option (right to buy) 61.72 2028-03-27 Common Stock 11965 11965 I by GKF, LLC Stock Option (right to buy) 14.00 2024-07-30 Common Stock 160000 160000 I by GKF, LLC Stock Option (right to buy) 73.61 2029-03-26 Common Stock 51125 51125 D The option became exercisable as to 17,410 shares on March 27, 2020. The remaining 17,409 shares will vest on March 27, 2021. The reporting person and his wife, who is a member of his immediate family, serve as co-managers of GKF, LLC (the "LLC"), which is wholly owned by the Jon Kessler and Laura M. Gottsman Family Trust (the "Trust"), of which the reporting person and his wife are co-trustees. The reporting person and members of his immediate family are the sole beneficiaries of the Trust. The option is immediately exercisable. The option became exercisable as to 11,965 shares on March 27, 2020. The option will vest as to 11,965 shares on March 27, 2021 and 11,964 shares on March 27, 2022. The option vested as to 12,782 shares on March 26, 2020. The remaining options will vest in annual installments of 12,781 on each of March 26, 2021, 2022 and 2023. /s/ Jon Kessler 2020-04-07