0001179110-20-004483.txt : 20200402 0001179110-20-004483.hdr.sgml : 20200402 20200402144029 ACCESSION NUMBER: 0001179110-20-004483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ladd Delano CENTRAL INDEX KEY: 0001683056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 20768470 MAIL ADDRESS: STREET 1: 15W. SCENIC POINTE DR., SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY, INC. CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHEQUITY INC DATE OF NAME CHANGE: 20080227 4 1 edgar.xml FORM 4 - X0306 4 2020-03-31 0 0001428336 HEALTHEQUITY, INC. HQY 0001683056 Ladd Delano C/O HEALTHEQUITY, INC.15 W. SCENIC POINT STE. 100 DRAPER UT 84020 0 1 0 0 EVP, Counsel & Secretary Common Stock 2020-03-31 4 A 0 5041 0 A 15008 D Common Stock 2020-03-31 4 A 0 2717 0 A 17725 D Common Stock 2020-03-31 4 A 0 9536 0 A 27261 D Common Stock 2020-03-31 4 A 0 6589 0 A 33850 D Stock Option (right to buy) 24.36 2026-03-23 Common Stock 20625 20625 D Stock Option (right to buy) 30.57 2026-08-24 Common Stock 34375 34375 D Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 5,041 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2022. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 2,717 shares on the date of the meeting of the Company's compensation committee to be held in the first quarter of the fiscal year ended January 31, 2023. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 9,536 shares on March 31, 2020. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units will vest as to 1,648 shares on March 31, 2021. The remaining restricted stock units vest in three equal installments of 1,647 shares on each of March 31, 2022, 2023, and 2024. The option is immediately exercisable. The option is exercisable as to 20,625 shares. The remaining 13,750 options vest on August 24, 2020. /s/ Delano W. Ladd 2020-04-02