0001179110-19-001385.txt : 20190205 0001179110-19-001385.hdr.sgml : 20190205 20190205180439 ACCESSION NUMBER: 0001179110-19-001385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sacks Ian CENTRAL INDEX KEY: 0001614866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 19569209 MAIL ADDRESS: STREET 1: TOWERBROOK CAP., PARK AVENUE TOWER STREET 2: 65 E 55TH ST., 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY INC CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 4 1 edgar.xml FORM 4 - X0306 4 2019-02-01 0 0001428336 HEALTHEQUITY INC HQY 0001614866 Sacks Ian C/O HEALTHEQUITY, INC. 15 W. SCENIC POINTE DR., STE. 100 DRAPER UT 84020 1 0 0 0 Common Stock 2019-02-01 4 A 0 2593 0 A 151657 D Common Stock 2019-02-01 4 A 0 1139 0 A 152796 D Stock Option (right to buy) 21.27 2026-02-01 Common Stock 15000 15000 D Stock Option (right to buy) 14 2024-07-30 Common Stock 15000 15000 D Stock Option (right to buy) 25.39 2025-03-26 Common Stock 15000 15000 D Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 1,296 shares on the date of the issuer's annual stockholder meeting held in the current fiscal year; the remainder will vest on January 31, 2020. Vested shares will be delivered to the reporting person on February 1, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 284 shares on February 1, 2019. The remaining restricted stock units vest as to 285 shares on each of May 1, 2019, August 1, 2019, and November 1, 2019. Vested shares will be delivered to the reporting person on February 1, 2021. The option is immediately exercisable. The Power of Attorney given by Mr. Sacks was previously filed with the U.S. Securities & Exchange Commission on February 3, 2017 as an exhibit to a statement on Form 4 filed by Mr. Sacks with respect to HealthEquity, Inc. and is hereby incorporated by reference. /s/ Delano W. Ladd, attorney-in-fact 2019-02-05