0001140361-17-013841.txt : 20170329
0001140361-17-013841.hdr.sgml : 20170329
20170329211944
ACCESSION NUMBER: 0001140361-17-013841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170327
FILED AS OF DATE: 20170329
DATE AS OF CHANGE: 20170329
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEALTHEQUITY INC
CENTRAL INDEX KEY: 0001428336
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
BUSINESS PHONE: 801-727-1000
MAIL ADDRESS:
STREET 1: 15 WEST SCENIC POINTE DRIVE
STREET 2: SUITE 100
CITY: DRAPER
STATE: UT
ZIP: 84020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dreier Ashley
CENTRAL INDEX KEY: 0001614957
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36568
FILM NUMBER: 17723571
MAIL ADDRESS:
STREET 1: 15 W. SCENIC POINTE DR., STE. 100
CITY: DRAPER
STATE: UT
ZIP: 84020
4
1
doc1.xml
FORM 4
X0306
4
2017-03-27
0
0001428336
HEALTHEQUITY INC
HQY
0001614957
Dreier Ashley
C/O HEALTHEQUITY, INC.
15 W. SCENIC POINTE DR., STE. 100
DRAPER
UT
84020
0
1
0
0
Executive VP, CTO and CIO
Common Stock
2017-03-27
4
A
0
5652
0
A
5652
D
Stock Option (right to buy)
14
2017-03-27
4
A
0
2000
0
A
2024-07-30
Common Stock
2000
3000
D
Stock Option (right to buy)
1.50
2023-05-09
Common Stock
62500
62500
D
Stock Option (right to buy)
1.50
2023-05-09
Common Stock
100000
100000
D
Stock Option (right to buy)
24.36
2026-03-23
Common Stock
65000
65000
D
On June 30, 2014, the reporting person was granted an option to purchase 10,000 shares of common stock. The option vests in annual installments based on the issuer's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2016 (10%), 2017 (20%), 2018 (30%) and 2019 (40%). The performance criteria for 2017 were met, resulting in the vesting of the option as to 2,000 shares.
The option is immediately exercisable.
The option is immediately exercisable as to 37,500 shares. The option becomes exercisable as to the remaining 25,000 shares on May 9, 2017.
The option is immediately exercisable as to 16,250 shares. The option becomes exercisable as to the remaining 48,750 shares in three equal installments on March 23, 2018, 2019 and 2020.
The Power of Attorney given by Ms. Dreier was previously filed with the U.S. Securities & Exchange Commission on April 30, 2015 as an exhibit to a statement on Form 4 filed by Ms. Dreier with respect to HealthEquity, Inc. and is hereby incorporated by reference.
/s/ Willkie Farr & Gallagher LLP, attorney-in-fact
2017-03-29