0001140361-16-083615.txt : 20161026 0001140361-16-083615.hdr.sgml : 20161026 20161026153530 ACCESSION NUMBER: 0001140361-16-083615 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161025 FILED AS OF DATE: 20161026 DATE AS OF CHANGE: 20161026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY INC CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkley Capital Investors, L.P. CENTRAL INDEX KEY: 0001614951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 161952566 BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-629-3000 MAIL ADDRESS: STREET 1: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkley Capital, LLC CENTRAL INDEX KEY: 0001614953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 161952567 BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-629-3000 MAIL ADDRESS: STREET 1: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2016-10-25 0 0001428336 HEALTHEQUITY INC HQY 0001614953 Berkley Capital, LLC 600 BRICKELL AVENUE, 39TH FLOOR MIAMI FL 33131 0 0 1 0 0001614951 Berkley Capital Investors, L.P. 600 BRICKELL AVENUE, 39TH FLOOR MIAMI FL 33131 0 0 1 0 Common Stock 2016-10-25 4 S 0 2205884 35.85 D 9763266 I See footnote Price of $35.85 does not reflect underwriter discount or fees. All securities are held of record by Berkley Capital Investors, L.P., a Delaware limited partnership ("Berkley Investors"). Berkley Capital, LLC, a Delaware limited liability company ("Berkley Capital"), is the general partner of Berkley Investors and as such all securities held by Berkley Investors may be deemed attributable to Berkley Capital. The foregoing is not an admission by Berkley Capital that it is the beneficial owner of the securities held of record by Berkley Investors. BERKLEY CAPITAL, LLC By: John Kohler, General Counsel 2016-10-25 BERKLEY CAPITAL INVESTORS, L.P., By: BERKLEY CAPITAL, LLC, its general partner, By: John Kohler, General Counsel 2016-10-25