0001140361-15-018937.txt : 20150511 0001140361-15-018937.hdr.sgml : 20150511 20150511211637 ACCESSION NUMBER: 0001140361-15-018937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20150511 FILED AS OF DATE: 20150511 DATE AS OF CHANGE: 20150511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHEQUITY INC CENTRAL INDEX KEY: 0001428336 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84003 BUSINESS PHONE: 801-727-1000 MAIL ADDRESS: STREET 1: 15 WEST SCENIC POINTE DRIVE STREET 2: SUITE 100 CITY: DRAPER STATE: UT ZIP: 84003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkley Capital, LLC CENTRAL INDEX KEY: 0001614953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 15852595 BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-629-3000 MAIL ADDRESS: STREET 1: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkley Capital Investors, L.P. CENTRAL INDEX KEY: 0001614951 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36568 FILM NUMBER: 15852596 BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-629-3000 MAIL ADDRESS: STREET 1: 475 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2015-05-11 0 0001428336 HEALTHEQUITY INC HQY 0001614951 Berkley Capital Investors, L.P. 475 STEAMBOAT ROAD GREENWICH CT 06830 0 0 1 0 0001614953 Berkley Capital, LLC 475 STEAMBOAT ROAD GREENWICH CT 06830 0 0 1 0 Common Stock 2015-05-11 4 S 0 1125000 24.864 D 14269150 D Common Stock 2015-05-11 4 S 0 1125000 24.864 D 14269150 I See footnote All securities are held of record by Berkley Capital Investors, L.P., a Delaware limited partnership ("Berkley Investors"). Berkley Capital, LLC, a Delaware limited liability company ("Berkley Capital"), is the general partner of Berkley Investors and as such all securities held by Berkley Investors may be deemed attributable to Berkley Capital. Frank T. Medici is President of Berkley Capital and as such holds the sole voting and dispositive power over the shares held by Berkley Investors. The foregoing is not an admission by Berkley Capital that it is the beneficial owner of the securities held of record by Berkley Investors. Mr. Medici disclaims beneficial ownership of the securities held by Berkley Investors. Exhibit List: Exhibit 99.1 - Joint Filers' Names and Addresses Exhibit 99.2 - Joint Filers' Signatures BERKLEY CAPITAL INVESTORS, L.P., By: BERKLEY CAPITAL, LLC, its general partner, By: Frank Medici, its President, /s/ Frank Medici 2015-05-11 EX-99.1 2 b14408326a.htm JOINT FILERS' NAMES AND ADDRESSES
JOINT FILERS’ NAMES AND ADDRESSES

1.
Berkley Capital, LLC

The business address for the above reporting persons is:

475 Steamboat Road
Greenwich, CT 06830

EX-99.2 3 b14408326b.htm JOINT FILERS' SIGNATURES
JOINT FILERS’ SIGNATURES


BERKLEY CAPITAL, LLC

By:  Frank Medici, its President


/s/ Frank Medici
05/11/2015
Signature of Reporting Person
Date