0001428205-23-000207.txt : 20231124 0001428205-23-000207.hdr.sgml : 20231124 20231124161354 ACCESSION NUMBER: 0001428205-23-000207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231121 FILED AS OF DATE: 20231124 DATE AS OF CHANGE: 20231124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Downey Carolyn CENTRAL INDEX KEY: 0001455810 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34766 FILM NUMBER: 231436857 MAIL ADDRESS: STREET 1: 54 ROSEBROOK ROAD CITY: NEW CANAAN STATE: CT ZIP: 06840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Armour Residential REIT, Inc. CENTRAL INDEX KEY: 0001428205 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 261908763 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 BUSINESS PHONE: (772) 617-4340 MAIL ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 4 1 wk-form4_1700860426.xml FORM 4 X0508 4 2023-11-21 0 0001428205 Armour Residential REIT, Inc. ARR 0001455810 Downey Carolyn 3001 OCEAN DRIVE SUITE 201 VERO BEACH FL 32963 1 0 0 0 0 Common Stock, par value $0.001 per share 2023-11-21 4 A 0 540 17.41 A 15382 D Common Stock, par value $0.001 per share 2023-11-21 4 D 0 270 17.41 D 15112 D Phantom Stock 2023-11-21 4 M 0 540 0 D Common Stock 540 7400 D Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023. Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock. On November 21, 2023, the reporting person elected to convert 270 of the 540 shares of vested phantom stock into 270 shares of ARMOUR common stock. The reporting person elected to convert the remaining 270 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 540 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, and February 14, 2023. /s/ Carolyn Downey 2023-11-24