0001428205-23-000201.txt : 20231124
0001428205-23-000201.hdr.sgml : 20231124
20231124160806
ACCESSION NUMBER: 0001428205-23-000201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231121
FILED AS OF DATE: 20231124
DATE AS OF CHANGE: 20231124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ULM SCOTT
CENTRAL INDEX KEY: 0001469064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34766
FILM NUMBER: 231436822
MAIL ADDRESS:
STREET 1: 3005 HAMMOCK WAY
CITY: VERO BEACH
STATE: FL
ZIP: 32963
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Armour Residential REIT, Inc.
CENTRAL INDEX KEY: 0001428205
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 261908763
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
BUSINESS PHONE: (772) 617-4340
MAIL ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
4
1
wk-form4_1700860077.xml
FORM 4
X0508
4
2023-11-21
0
0001428205
Armour Residential REIT, Inc.
ARR
0001469064
ULM SCOTT
3001 OCEAN DRIVE
SUITE #201
VERO BEACH
FL
32963
1
1
0
0
Co-CEO
0
Common Stock, par value $0.001 per share
2023-11-21
4
M
0
4380
0
A
55930
D
Common Stock, par value $0.001 per share
2023-11-21
4
D
0
1752
17.41
D
54178
D
Phantom Stock
2023-11-21
4
M
0
4380
0
D
Common Stock
4380
71290
D
On November 21, 2023, the reporting person elected to convert 2,628 of the 4,380 shares of vested phantom stock into 2,628 shares of ARMOUR common stock. The reporting person elected to convert the remaining 1,752 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 4,380 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on January 16, 2020, phantom stock vesting over a six-and-a-half year period, which was reported on a Form 4 report filed by the reporting person on January 14, 2021 and phantom stock vesting over a seven-year period, which was reported on a Form 4 report filed by the reporting person on February 16, 2023.
Total reflects a 1 for 5 reverse stock split that occurred on September 29, 2023.
Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
/s/ Scott J. Ulm
2023-11-24