0001428205-20-000103.txt : 20200225
0001428205-20-000103.hdr.sgml : 20200225
20200225202356
ACCESSION NUMBER: 0001428205-20-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200221
FILED AS OF DATE: 20200225
DATE AS OF CHANGE: 20200225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ULM SCOTT
CENTRAL INDEX KEY: 0001469064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34766
FILM NUMBER: 20653042
MAIL ADDRESS:
STREET 1: 3005 HAMMOCK WAY
CITY: VERO BEACH
STATE: FL
ZIP: 32963
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Armour Residential REIT, Inc.
CENTRAL INDEX KEY: 0001428205
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 261908763
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
BUSINESS PHONE: (772) 617-4340
MAIL ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
4
1
wf-form4_158268021920211.xml
FORM 4
X0306
4
2020-02-21
0
0001428205
Armour Residential REIT, Inc.
ARR
0001469064
ULM SCOTT
3001 OCEAN DRIVE
SUITE #201
VERO BEACH
FL
32963
1
1
0
0
Co-CEO and CIO
Common Stock, par value $0.001 per share
2020-02-21
4
M
0
11100
0
A
139264
D
Common Stock, par value $0.001 per share
2020-02-21
4
D
0
4400
21.13
D
134864
D
Common Stock, par value $0.001 per share
80000
I
By ARMOUR Capital Management LP
Phantom Stock
2020-02-21
4
M
0
11100
0
D
Common Stock
11100.0
162100
D
On February 21, 2020, the reporting person elected to convert 6,700 shares out of 11,100 shares of vested phantom stock into 6,700 shares of ARMOUR common stock. The person elected to convert the remaining 4,400 shares of vested phantom stock into cash solely to pay income taxes on the vested stock. The 11,100 shares are part of, and relate to, phantom stock vesting over five-year periods, which was reported on Form 4 reports filed by the reporting person on November 22, 2017 and January 16, 2020.
The reported shares were purchased and are owned directly by ARMOUR Capital Management LP ("ACM"), a limited partnership that is the external manager of the issuer. The shares have been reported in the aggregate for both Mr. Ulm herein and Mr. Jeffrey Zimmer, a Co-CEO of the issuer, in a separate Form 4 report. Mr. Ulm is the sole controlling member of Stacumny LLC, which is one of the general partners of ACM, along with an entity controlled by Mr. Zimmer. Mr. Ulm disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Each unit of phantom stock is the economic equivalent of one share of ARMOUR common stock.
/s/ Scott J. Ulm
2020-02-25