0001428205-20-000064.txt : 20200128
0001428205-20-000064.hdr.sgml : 20200128
20200128210539
ACCESSION NUMBER: 0001428205-20-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200128
FILED AS OF DATE: 20200128
DATE AS OF CHANGE: 20200128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ULM SCOTT
CENTRAL INDEX KEY: 0001469064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34766
FILM NUMBER: 20556140
MAIL ADDRESS:
STREET 1: 3005 HAMMOCK WAY
CITY: VERO BEACH
STATE: FL
ZIP: 32963
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Armour Residential REIT, Inc.
CENTRAL INDEX KEY: 0001428205
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 261908763
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
BUSINESS PHONE: (772) 617-4340
MAIL ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
4
1
wf-form4_158026352183010.xml
FORM 4
X0306
4
2020-01-28
0
0001428205
Armour Residential REIT, Inc.
ARR
0001469064
ULM SCOTT
3001 OCEAN DRIVE
SUITE #201
VERO BEACH
FL
32963
1
1
0
0
Co-CEO and CIO
Common Stock, par value $0.001 per share
128164
D
Common Stock, par value $0.001 per share
80000
I
By ARMOUR Capital Management LP
7.00% Series C Cumulative Redeemable Preferred Stock
2020-01-28
4
P
0
1000
25
A
Common Stock, par value $0.001 per share
2613.696
1000
D
The reported shares were purchased and are owned directly by ARMOUR Capital Management LP ("ACM"), a limited partnership that is the external manager of the issuer. The shares have been reported in the aggregate for both Mr. Ulm herein and Mr. Jeffrey Zimmer, a Co-CEO of the issuer, in a separate Form 4 report. Mr. Ulm is the sole controlling member of Stacumny LLC, which is one of the general partners of ACM, along with an entity controlled by Mr. Zimmer. Mr. Ulm disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Upon the occurrence of a Change of Control (as defined in the Articles Supplementary relating to the Series C Preferred Stock) of the issuer, the reporting person will have the right to convert the shares of Series C Preferred Stock into a number of shares of common stock of the issuer per share of Series C Preferred Stock equal to the lesser of: (i) the quotient obtained by dividing (x) the sum of the $25.00 liquidation preference per share of Series C Preferred Stock plus the amount of any accumulated and unpaid dividends by (y) the Common Stock Price (as defined in the Articles Supplementary relating to the Series C Preferred Stock); and (ii) 2.613696, subject to certain adjustments indicated in the Articles Supplementary relating to the Series C Preferred Stock.
The Series C Preferred Stock has no expiration date.
/s/ Scott J. Ulm
2020-01-28