0001428205-15-000164.txt : 20150702
0001428205-15-000164.hdr.sgml : 20150702
20150702170722
ACCESSION NUMBER: 0001428205-15-000164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150701
FILED AS OF DATE: 20150702
DATE AS OF CHANGE: 20150702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Armour Residential REIT, Inc.
CENTRAL INDEX KEY: 0001428205
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 261908763
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
BUSINESS PHONE: (772) 617-4340
MAIL ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ULM SCOTT
CENTRAL INDEX KEY: 0001469064
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34766
FILM NUMBER: 15970864
MAIL ADDRESS:
STREET 1: 3005 HAMMOCK WAY
CITY: VERO BEACH
STATE: FL
ZIP: 32963
4
1
wf-form4_143587123238211.xml
FORM 4
X0306
4
2015-07-01
0
0001428205
Armour Residential REIT, Inc.
ARR
0001469064
ULM SCOTT
3001 OCEAN DRIVE
SUITE #201
VERO BEACH
FL
32963
1
1
0
0
Co-CEO and CIO
Common Stock, par value $0.001 per share
2015-07-01
4
M
0
19724
A
327240
D
See Remarks
On July 1, 2015, the reporting person elected to redeem 2,551 shares out of 4,876 shares of vested phantom stock previously granted under ARMOUR Residential REIT, Inc.'s Second Amended and Restated 2009 Stock Incentive Plan into 2,551 shares of ARMOUR common stock. The reporting person also elected to redeem the remaining 2,325 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 4,876 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on Form 4s filed by the reporting person on April 4, 2011 and April 3, 2012. In addition, on July 1, 2015, the reporting person elected to redeem 6,725 shares out of 13,451 shares of vested phantom stock into 6,725 shares of ARMOUR common stock. The reporting person also elected to redeem the remaining 6,726 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 13,451 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on April 11, 2012. On July 1, 2015, the reporting person also elected to redeem 10,448 shares out of 26,504 shares of vested phantom stock into 10,448 shares of ARMOUR common stock. The person also elected to redeem the remaining 16,056 shares of vested phantom stock, but immediately forfeited those shares to pay income taxes on the vesting grant. The 26,504 shares are part of, and relate to, phantom stock vesting over a five-year period, which was reported on a Form 4 filed by the reporting person on March 21, 2013.
/s/ Scott J. Ulm
2015-07-02