-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lwb3VBu5CVdB3vfLyOq79cywFt5PNEcMSv8lHYYFg4KjJK6yKY/46jnaBAFIb9Rf UqkhWWmPU01Zo92W0i9vgQ== 0001025621-97-000004.txt : 19970821 0001025621-97-000004.hdr.sgml : 19970821 ACCESSION NUMBER: 0001025621-97-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970731 FILED AS OF DATE: 19970820 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARKETING SERVICES GROUP INC CENTRAL INDEX KEY: 0000014280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 880085608 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01768 FILM NUMBER: 97666703 BUSINESS ADDRESS: STREET 1: 400 CORPORATE POINTE STREET 2: STE 780 CITY: CULVER CITY STATE: CA ZIP: 90230 BUSINESS PHONE: 3103422800 MAIL ADDRESS: STREET 1: 400 CORPORATE POINTE SUITE 780 CITY: CULVER CITY STATE: CA ZIP: 90280 FORMER COMPANY: FORMER CONFORMED NAME: ALL-COMM MEDIA CORP DATE OF NAME CHANGE: 19950823 FORMER COMPANY: FORMER CONFORMED NAME: SPORTS TECH INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL HOLDINGS INC DATE OF NAME CHANGE: 19920518 COMPANY DATA: COMPANY CONFORMED NAME: BARBERA JEREMY CENTRAL INDEX KEY: 0001025621 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER IRS NUMBER: 130500328 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O MARKETING SERVICE GROUP STREET 2: 333 7TH AVE 20TH FL CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 2125947688 MAIL ADDRESS: STREET 1: C/O MARKETING SERVICES GROUP INC STREET 2: 333 SEVENTH AVE 20TH FL CITY: NEW YORK STATE: NY ZIP: 10001 4 1 FORM 4 FORM 4 U.S.SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL ------ WASHINGTON, D.C. 20549 ------------ [ ]CHECK THIS BOX IF NO OMB NUMBER: 3235-0287 LONGER SUBJECT TO EXPIRES:September 30, 1998 SECTION 16. FORM 4 OR ESTIMATED AVERAGE BURDEN FORM 5 OBLIGATIONS MAY HOURS PER RESPONSE 0.5 CONTINUE. SEE INSTRUCTION 1(b) STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ----------------------------------------------------------------------- 1. Name and Address of Reporting Person BARBERA, J. JEREMY 333 Seventh Avenue, 20th Floor New York, NY 10001 2. Issuer Name and Ticker or Trading Symbol MARKETING SERVICES GROUP, INC. (NASDAQ. MSGI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year JULY, 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X]Director [X]Officer (give title below) [X]10% owner [ ]Other (specify below) CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by one reporting person [ ] Form filed by more than one reporting person 1.TABLE I-NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF OR BENEFICIALLY OWNED 1.Title of Security 2.Transaction 3.Transaction 4.Securities Acquired(A) 5.Amount of 6.Ownership 7.Nature of (Instr.3) Date Code V or Disposed of (D) Securities Form: Indirect (Instr.8) (Instr.3, 4 & 5) Beneficially Direct (D) Beneficial Owned at End Indirect (I) Ownership of Month - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 7/1/97 J 150,000 (A) 1,238,400 D Par value $.01 - ----------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF OR BENEFICIALLY OWNED 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Title of Conversion Transaction Number of Date Exer- Title and amount Price of Number of Ownership Nature Derivative or exercise Derivative cisable and of Underlying Deriva- Derivative Form of of Security Price of Securities Expiration Securities tive Securities Derivative Indirect Derivative Date Code Acquired(A) or Date (Instr.3&4) Security Beneficially Security: Ownership Security (Instr.8) Disposed of(D) Date Expira- (Instr.5) Owned at End Direct(D)or (Instr.4) V (Instr.3&4) Exerci- tion of Month Indirect(I) sable Date (Instr.4) (Instr.4) - ----------------------------------------------------------------------------------------------------------------------------------- Stock Option $2.625 Common Stock 111,112 111,112 D Stock Option $2.625 Common Stock 111,111 111,111 D Stock Option $2.625 Common Stock 111,111 111,111 D Stock Option $3.00 Common Stock 111,111 111,111 D Stock Option $3.00 Common Stock 111,111 111,111 D Stock Option $3.00 Common Stock 111,111 111,111 D Stock Option $3.50 Common Stock 111,111 111,111 D Stock Option $3.50 Common Stock 111,111 111,111 D Stock Option $3.50 Common Stock 111,111 111,111 D Convertible Promissory Note $5.38 Common Stock 92,937 92,937 D - -----------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: Effective July 1, 1997, 150,000 shares were issued as part of the purchase price in conjunction with the acquisition of Pegasus Internet, Inc. by Marketing Services Group, Inc. /s/ J. Jeremy Barbera - ----------------------------- Signature of Reporting Person Date: 8/6/97 Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) -----END PRIVACY-ENHANCED MESSAGE-----