SC 13D/A 1 jd12-12_13da11.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------- SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) -------------- MKTG SERVICES, INC. -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE 570907105 ---------------------------- ------------ (Title of class of securities) (CUSIP number) GENERAL ELECTRIC CAPITAL CORPORATION, 260 LONG RIDGE ROAD, STAMFORD, CONNECTICUT 06927 (203) 357-4000 ATTENTION: GENERAL COUNSEL -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) DECEMBER 10, 2003 -------------------------------------------------------------------------------- (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 16 Pages) ================================================================================
--------------------------------- ---------------------------------------------- ----------------------------------- CUSIP No. 570907105 13D Page 2 of --------------------------------- ---------------------------------------------- ----------------------------------- ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAMES OF REPORTING PERSONS: GENERAL ELECTRIC CAPITAL CORPORATION I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS: 13-1500700 ---------------------- -------------------------------------------------------------------------------------------------------- ---- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE ---------------------- -------------------------------------------------------------------------------------------------------- ---- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: 304,822 (SEE ITEM 5) SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 304,822 (SEE ITEM 5) REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 304,822 (SEE ITEM 5) ---------------------- -------------------------------------------------------------------------------------------------------- ---- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ---------------------- -------------------------------------------------------------------------------------------------------- ---- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 23.2% (SEE ITEM 5) ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ---------------------- --------------------------------------------------------- --------------------------------------------------- 2 --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP No. 570907105 13D Page 3 of --------------------------------- ---------------------------------------------- ----------------------------------- ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAME OF REPORTING PERSON: GENERAL ELECTRIC CAPITAL SERVICES, INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE 06-1109503 PERSON: ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: DELAWARE --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: DISCLAIMED (SEE 11 BELOW) SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: DISCLAIMED (SEE 11 BELOW) REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: BENEFICIAL OWNERSHIP OF ALL SHARES DISCLAIMED BY GENERAL ELECTRIC CAPITAL SERVICES, INC. ---------------------- ---------------------------------------------------------------------------------------------------- -------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ---------------------- ---------------------------------------------------------------------------------------------------- -------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): NOT APPLICABLE (SEE 11 ABOVE) ---------------------- ------------------------------------------------------------------------- ----------------------------------- 14 TYPE OF REPORTING PERSON: CO ---------------------- ------------------------------------------------------------------------- ----------------------------------- 3 --------------------------------- ---------------------------------------------- ----------------------------------- CUSIP No. 570907105 13D Page 4 of --------------------------------- ---------------------------------------------- ----------------------------------- ---------------------- --------------------------------------------------------- --------------------------------------------------- 1 NAME OF REPORTING PERSON: GENERAL ELECTRIC COMPANY S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE 14-0689340 PERSON: ---------------------- ----------------------------------------------------------------------------------------------------------- - 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (A) [_] (B) [X] ---------------------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------- ----------------------------------- ------------------------------------------------------------------------- 4 SOURCE OF FUNDS: NOT APPLICABLE ---------------------- ----------------------------------------------------------------------------------------------------------- - 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ---------------------- --------------------------------------------------------- --------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: NEW YORK --------------------------------- -------- ----------------------------------------------------- ----------------------------------- NUMBER OF 7 SOLE VOTING POWER: DISCLAIMED (SEE 11 BELOW) SHARES -------- ----------------------------------------------------- ----------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY -------- ----------------------------------------------------- ----------------------------------- EACH 9 SOLE DISPOSITIVE POWER: DISCLAIMED (SEE 11 BELOW) REPORTING -------- ----------------------------------------------------- ----------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ---------------------- ------------------------------------------------------------------------- ----------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: BENEFICIAL OWNERSHIP OF ALL SHARES DISCLAIMED BY GENERAL ELECTRIC COMPANY ---------------------- ----------------------------------------------------------------------------------------------------------- - 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ---------------------- ----------------------------------------------------------------------------------------------------------- - 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): NOT APPLICABLE (SEE 11 ABOVE) ---------------------- --------------------------------------------------------- --------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ---------------------- --------------------------------------------------------- --------------------------------------------------
4 This Amendment No. 11, amends the Schedule 13D filed on January 5, 1998, as amended, and is filed by General Electric Capital Corporation ("GE Capital"), for and on behalf of itself, General Electric Capital Services, Inc. ("GECS") and General Electric Company ("GE")(collectively, the "Reporting Persons"), with respect to the common stock, par value $0.01 per share ("Common Stock"), of MKTG Services, Inc. (the "Company"). ITEMS 2. IDENTITY AND BACKGROUND. (a) - (c) The name, business address, present principal occupation or employment, and citizenship of each director and executive officer of GE Capital, GECS and GE are set forth on Schedules I, II and III attached hereto, respectively. (d) - (e) Except as set forth in Schedules I, II and III attached hereto, during the last five years none of GE Capital, GECS, GE, nor, to the best of their knowledge, any of their directors or executive officers has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. (f) Except as set forth on Schedules I, II and III attached hereto, to the knowledge of GE Capital, GECS and GE, all of their executive officers and directors are U.S. citizens. ITEM 4. PURPOSE OF TRANSACTION. Item 4 is supplemented as follows: On December 10, 2003, GE Capital transmitted a Form 144 for filing with the Securities and Exchange Commission indicating its intention to sell an aggregate of 90,430 shares of Common Stock (which amount is inclusive of the sales disclosed in Item 5(c) of this Amendment No. 11). GE Capital intends to review its investment in the Common Stock and Warrants on a regular basis and as a result thereof may, (i) at any time or from time to time, exercise the Warrants in whole or in part, or (ii) at any time or from time to time, dispose of all or a portion of the Common Stock or Warrants (or shares of Common Stock issuable upon exercise thereof). Except as set forth above, neither GE Capital, GECS nor GE has any plans or proposals which relate to or would result in the type of transactions set forth in subparagraphs (a) through (j) of Item 4. 5 ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this Amendment No. 11 are incorporated herein by reference. As of December 11, 2003, GE Capital beneficially owned in the aggregate 304,822 shares of Common Stock representing approximately 23.2% of the outstanding shares of Common Stock (such outstanding shares being determined in accordance with Rule 13d-3(d)(1) under the Exchange Act to equal the number of shares outstanding as of November 7, 2003 (i.e., 1,092,367 shares), as reported in the Company's Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2003, plus the number of shares of Common Stock for which GE Capital has the right to acquire). The shares beneficially owned by GE Capital include the right to acquire 222,292 shares of Common Stock pursuant to a warrant. Except as disclosed in this Item 5(a), none of the Reporting Persons, nor, to the best of their knowledge, any of their executive officers and directors, beneficially owns any shares of Common Stock of the Company. (b) The responses of the Reporting Persons to (i) Rows (7) through (10) of the cover pages of this Amendment No. 11 and (ii) Item 5(a) hereof are incorporated herein by reference. Except as disclosed in this Item 5(b), none of the Reporting Persons, nor, to the best of their knowledge, any of their executive officers or directors presently has the power to vote or to direct the vote or to dispose of or direct the disposition of any of the shares of Common Stock which they may be deemed to beneficially own. (c) On December 10, 2003, GE Capital sold an aggregate of 5,000 shares of Common Stock for an average sales price of $6.482 per share pursuant to Rule 144 under the Securities Act of 1934, as amended, on the Nasdaq small cap. On December 11, 2003, GE Capital sold an aggregate of 2,900 shares of Common Stock for an average sales price of $6.2631 per share pursuant to Rule 144 under the Securities Act of 1934, as amended, on the Nasdaq small cap. 6 (d) Not applicable. (e) Not applicable. Neither the filing of this Amendment No. 11 nor anything contained herein is intended as, or should be construed as, an admission that GECS or GE is the "beneficial owner" of any shares of Common Stock. ITEM 7. MATERIALS TO BE FILED AS EXHIBITS. Exhibit 1 - Power of Attorney appointing Frank Ertl as agent and attorney-in-fact for General Electric Capital Services, Inc. 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 12, 2003 GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Frank Ertl ----------------------------------------- Name: Frank Ertl Title: Department Operations Manager GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Frank Ertl ----------------------------------------- Name: Frank Ertl Title: Attorney-in-fact GENERAL ELECTRIC COMPANY By: /s/ Peter Muniz ----------------------------------------- Name: Peter Muniz Title: Attorney-in-fact* * Power of attorney previously filed with the Securities and Exchange Commission as Exhibit 2 to Amendment 10 to Schedule 13D. 8 EXHIBIT INDEX Exhibit No. Exhibit 1 - Power of Attorney appointing Frank Ertl as agent and attorney-in-fact for General Electric Capital Services, Inc. 9 SCHEDULE I TO AMENDMENT 11 TO SCHEDULE 13D ------------------------------------------ Filed by General Electric Capital Corporation DIRECTORS AND EXECUTIVE OFFICERS -------------------------------- Set forth below are the name and title of each director and executive officer of General Electric Capital Corporation. The business address of each director and executive officer is c/o General Electric Capital Corporation, 120 Long Ridge Road, Stamford, Connecticut 06927. All persons are citizens of the United States. DIRECTORS David L. Calhoun Jeffrey R. Immelt Ronald R. Pressman James A. Colica Robert A. Jeffe John M. Samuels Dennis D. Dammerman John H. Myers Keith S. Sherin Michael D. Fraizer Michael A. Neal Robert C. Wright Arthur H. Harper David R. Nissen Benjamin W. Heineman, Jr. James A. Parke EXECUTIVE OFFICERS Dennis D. Dammerman Chairman Michael D. Fraizer President Arthur H. Harper President Michael A. Neal President David R. Nissen President James A. Parke Vice Chairman and Chief Financial Officer Ronald R. Pressman Executive Vice President Kathryn A. Cassidy Senior Vice President, Corporate Treasury and Global Funding Operation James A. Colica Senior Vice President, Global Risk Management Richard D'Avino Senior Vice President, Taxes Robert L. Lewis Senior Vice President, Structured Finance Group Philip D. Ameen Senior Vice President and Controller Brian T. McAnaney Vice President, General Counsel and Secretary I-1 SCHEDULE II TO AMENDMENT 11 TO SCHEDULE 13D ------------------------------------------- Filed by General Electric Capital Services, Inc. DIRECTORS AND EXECUTIVE OFFICERS -------------------------------- Set forth below are the name and title of each director and executive officer of General Electric Capital Services, Inc. The business address of each director and executive officer is c/o General Electric Capital Services, Inc., 120 Long Ridge Road, Stamford, Connecticut 06927. All persons are citizens of the United States. DIRECTORS David L. Calhoun Jeffrey R. Immelt Ronald R. Pressman James A. Colica Robert A. Jeffe John M. Samuels Dennis D. Dammerman John H. Myers Keith S. Sherin Michael D. Fraizer Michael A. Neal Robert C. Wright Arthur H. Harper David R. Nissen Benjamin W. Heineman, Jr. James A. Parke EXECUTIVE OFFICERS Dennis D. Dammerman Chairman of the Board Michael D. Fraizer President Arthur H. Harper President Michael A. Neal President David R. Nissen President James A. Parke Vice Chairman and Chief Financial Officer Ronald R. Pressman Executive Vice President Kathryn A. Cassidy Senior Vice President, Corporate Treasury and Global Funding Operation James A. Colica Senior Vice President, Global Risk Management Richard D'Avino Senior Vice President, Taxes Philip D. Ameen Senior Vice President and Controller Steven F. Kluger Senior Vice President, Capital Markets Brian T. McAnaney Vice President, General Counsel and Secretary II-1 SCHEDULE III TO AMENDMENT 11 TO SCHEDULE 13D -------------------------------------------- Filed by General Electric Company DIRECTORS AND EXECUTIVE OFFICERS -------------------------------- DIRECTORS PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- J.I. Cash, Jr. General Electric Company Former Professor of Business 3135 Easton Turnpike Administration-Graduate School Fairfield, CT 06828 of Business Administration, Harvard University D.D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06828 Company; Chairman, General Electric Capital Services, Inc. A.M. Fudge Young & Rubicam, Inc. Chairman and Chief Executive Officer, 285 Madison Avenue Young & Rubicam, Inc. New York, NY 10017 C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board and Chief S.A. de C.V. Jose Luis Executive Officer, Kimberly-Clark Lagrange 103, Tercero Piso de Mexico, S.A. de C.V. Colonia Los Morales Mexico, D.F. 11510, Mexico J.R. Immelt General Electric Company Chairman of the Board and 3135 Easton Turnpike Chief Executive Officer, Fairfield, CT 06828 General Electric Company A. Jung Avon Products, Inc. Chairman and Chief Executive 1345 Avenue of the Americas Officer, Avon Products, Inc. New York, NY 10105 A.G. Lafley The Procter & Gamble Company Chairman of the Board, 1 Procter & Gamble Plaza President and Chief Executive, Cincinnati, Oh 45202-3315 The Procter & Gamble Company III-1 K.G. Langone Invemed Associates, Inc. Chairman, President and 375 Park Avenue Chief Executive Officer, New York, NY 10152 Invemed Associates, Inc. R.S. Larsen Johnson & Johnson Former Chairman and Chief 100 Albany Street Executive Officer Suite 200 New Brunswick, NJ 08901 R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief Executive 309 West 49th Street Officer New York, NY 10019-7316 S. Nunn King & Spalding Partner, King & Spalding 191 Peachtree Street, N.E. Atlanta, Georgia 30303 R.S. Penske Penske Corporation Chairman of the Board and President, 2555 Telegraph Road Penske Corporation Bloomfield Hills, MI 48302-0954 G.L. Rogers General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Fairfield, CT 06828 Electric Company A.C. Sigler Champion International Corporation Retired Chairman of the Board and 1 Champion Plaza CEO and former Director, Champion Stamford, CT 06921 International Corporation R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean Cornell University and Professor of Accounting 207 Sage Hall Ithaca, NY 14853-6201 D.A. Warner III J. P. Morgan Chase & Co., Former Chairman of the Board The Chase Manhattan Bank and Morgan Guaranty Trust Co. of New York 345 Park Avenue New York, NY 10154 R.C. Wright National Broadcasting Company, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General Electric New York, NY 10112 Company; Chairman and Chief Executive Officer, National Broadcasting Company, Inc. Citizenship ----------- C. X. Gonzalez Mexico Andrea Jung Canada All Others U.S.A. III-2 EXECUTIVE OFFICERS PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- J.R. Immelt General Electric Company Chairman of the Board and 3135 Easton Turnpike Chief Executive Officer Fairfield, CT 06828 P.D. Ameen General Electric Company Vice President and Comptroller 3135 Easton Turnpike Fairfield, CT 06828 Ferdinando Beccalli General Electric Company Senior Vice President - Europe 3135 Easton Turnpike Fairfield, CT 06828 C. T. Begley General Electric Company Vice President - GE Transportation Systems 2901 East Lake Road Erie, PA 16531 D.L. Calhoun General Electric Company Senior Vice President - GE Aircraft Engines 1 Neumann Way Cincinnati, OH 05215 J.P. Campbell General Electric Company Senior Vice President - GE Consumer Products Appliance Park Louisville, KY 40225 W.H. Cary General Electric Company Vice President - Financial Planning & Analysis 3135 Easton Turnpike Fairfield, CT 06828 K.A. Cassidy General Electric Company Vice President and GE Treasurer 201 High Ridge Road Stamford, CT 06905-3417 W.J. Conaty General Electric Company Senior Vice President - Human Resources 3135 Easton Turnpike Fairfield, CT 06828 D.D. Dammerman General Electric Company Vice Chairman of the Board and 3135 Easton Turnpike Executive Officer, General Electric Fairfield, CT 06828 Company; Chairman, General Electric Capital Services, Inc. III-3 S.C. Donnelly General Electric Company Senior Vice President - Corporate Research One Research Circle and Development Niskayuna, NY 12309 M.D. Fraizer General Electric Company Senior Vice President - GE Insurance 6620 W. Broad Street Richmond, VA 23230 Y. Fujimori General Electric Company Senior Vice President - GE Asia 21 Mita 1-chome Meguro-ku 3d Floor Alto Tokyo, Japan 153-0062 A.H. Harper General Electric Company Senior Vice President - GE Equipment Management 260 Long Ridge Road Stamford, CT 06927 B.W. Heineman, Jr. General Electric Company Senior Vice President - General Counsel and 3135 Easton Turnpike Secretary Fairfield, CT 06828 J.M. Hogan General Electric Company Senior Vice President - GE Medical Systems P.O. Box 414 Milwaukee, WI 53201 R.A. Jeffe General Electric Company Senior Vice President - Corporate Business 3135 Easton Turnpike Development Fairfield, CT 06828 J. Krenicki General Electric Company Senior Vice President - GE Plastics 1 Plastics Avenue Pittsfield, MA 01201 M.A. Neal General Electric Company Senior Vice President - GE Commercial Finance 260 Long Ridge Road Stamford, CT 06927 D.R. Nissen General Electric Company Senior Vice President - GE Consumer Finance 201 High Ridge Road Stamford, CT 06905-3417 J.A. Parke General Electric Company Senior Vice President - General Electric 260 Long Ridge Road Company, Vice Chairman, Stamford, CT 06927 GE Capital Corporation R.R. Pressman General Electric Company Senior Vice President - Employers Reinsurance 5200 Metcalf Avenue Corporation Overland Park, KS 66201 III-4 G.M. Reiner General Electric Company Senior Vice President - Chief Information Officer 3135 Easton Turnpike Fairfield, CT 06828 J.G. Rice General Electric Company Senior Vice President - GE Power Systems 4200 Wildwood Parkway Atlanta, GA 30339 G.L. Rogers General Electric Company Vice Chairman of the Board and Executive Officer 3135 Easton Turnpike Fairfield, CT 06828 General Electric Company Senior Vice President - Finance and K.S. Sherin 3135 Easton Turnpike Chief Financial Officer Fairfield, CT 06828 L.G. Trotter General Electric Company Senior Vice President - GE Industrial Systems 41 Woodford Avenue Plainville, CT 06062 R.F. Wacker General Electric Company Vice President - Corporate Investor Relations 3135 Easton Turnpike Fairfield, CT 06828 W.A. Woodburn General Electric Company Senior Vice President - GE Specialty Materials 187 Danbury Road Wilton, CT 06897 R.C. Wright National Broadcasting Company, Inc Vice Chairman of the Board and Executive Officer, 30 Rockefeller Plaza General Electric Company; Chairman and New York, NY 10112 Chief Executive Officer, National Broadcasting Company, Inc. Citizenship ----------- Ferdinando Beccalli Italy Yoshiaki Fujimori Japan All Others U.S.A.
III-5