0001654954-18-000057.txt : 20180103
0001654954-18-000057.hdr.sgml : 20180103
20180103160149
ACCESSION NUMBER: 0001654954-18-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180101
FILED AS OF DATE: 20180103
DATE AS OF CHANGE: 20180103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sumichrast Martin A.
CENTRAL INDEX KEY: 0001427722
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38299
FILM NUMBER: 18505149
MAIL ADDRESS:
STREET 1: 11125 COLONIAL COUNTRY LANE
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Level Brands, Inc.
CENTRAL INDEX KEY: 0001644903
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 473414576
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 450
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
BUSINESS PHONE: 704-807-4032
MAIL ADDRESS:
STREET 1: 4521 SHARON ROAD
STREET 2: SUITE 450
CITY: CHARLOTTE
STATE: NC
ZIP: 28211
FORMER COMPANY:
FORMER CONFORMED NAME: LEVEL BEAUTY GROUP, INC.
DATE OF NAME CHANGE: 20150611
4
1
section16.xml
FORM 4
X0306
4
2018-01-01
0001644903
Level Brands, Inc.
LEVB
0001427722
Sumichrast Martin A.
4521 SHARON ROAD, SUITE 407
CHARLOTTE
NC
28211
true
true
Chairman of the Board and CEO
Common Stock
2018-01-01
4
M
false
150000
0
A
746434
I
See Footnote
restricted stock grant
0
2018-01-01
4
M
false
150000
0
D
2018-01-01
common stock
150000
0
D
Represents vesting of restricted stock grant.
The number of shares beneficially owned by Mr. Sumichrast includes (i) 325,834 shares held of record by Stone Street Partners, LLC and (ii) 270,600 shares held of record by Washington Capital LLC. Mr. Sumichrast in his position at Stone Street Partners, LLC has the right to direct the vote and disposition of securities owned by Stone Street Partners, LLC. Mr. Sumichrast has voting and dispositive control over securities owned by Washington Capital LLC. Mr. Sumichrast disclaims beneficial ownership of the securities held of record by each of these entities except to the extent of his pecuniary interest therein.
No expiration date.
/s/ Martin A. Sumichrast
2018-01-02