0001654954-18-000057.txt : 20180103 0001654954-18-000057.hdr.sgml : 20180103 20180103160149 ACCESSION NUMBER: 0001654954-18-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180101 FILED AS OF DATE: 20180103 DATE AS OF CHANGE: 20180103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sumichrast Martin A. CENTRAL INDEX KEY: 0001427722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38299 FILM NUMBER: 18505149 MAIL ADDRESS: STREET 1: 11125 COLONIAL COUNTRY LANE CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Level Brands, Inc. CENTRAL INDEX KEY: 0001644903 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 473414576 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 450 CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-807-4032 MAIL ADDRESS: STREET 1: 4521 SHARON ROAD STREET 2: SUITE 450 CITY: CHARLOTTE STATE: NC ZIP: 28211 FORMER COMPANY: FORMER CONFORMED NAME: LEVEL BEAUTY GROUP, INC. DATE OF NAME CHANGE: 20150611 4 1 section16.xml FORM 4 X0306 4 2018-01-01 0001644903 Level Brands, Inc. LEVB 0001427722 Sumichrast Martin A. 4521 SHARON ROAD, SUITE 407 CHARLOTTE NC 28211 true true Chairman of the Board and CEO Common Stock 2018-01-01 4 M false 150000 0 A 746434 I See Footnote restricted stock grant 0 2018-01-01 4 M false 150000 0 D 2018-01-01 common stock 150000 0 D Represents vesting of restricted stock grant. The number of shares beneficially owned by Mr. Sumichrast includes (i) 325,834 shares held of record by Stone Street Partners, LLC and (ii) 270,600 shares held of record by Washington Capital LLC. Mr. Sumichrast in his position at Stone Street Partners, LLC has the right to direct the vote and disposition of securities owned by Stone Street Partners, LLC. Mr. Sumichrast has voting and dispositive control over securities owned by Washington Capital LLC. Mr. Sumichrast disclaims beneficial ownership of the securities held of record by each of these entities except to the extent of his pecuniary interest therein. No expiration date. /s/ Martin A. Sumichrast 2018-01-02