0001214659-18-005737.txt : 20180827
0001214659-18-005737.hdr.sgml : 20180827
20180827213308
ACCESSION NUMBER: 0001214659-18-005737
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180823
FILED AS OF DATE: 20180827
DATE AS OF CHANGE: 20180827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drake Neil
CENTRAL INDEX KEY: 0001698005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37897
FILM NUMBER: 181040030
MAIL ADDRESS:
STREET 1: 12020 LEAST TERN COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OBALON THERAPEUTICS INC
CENTRAL INDEX KEY: 0001427570
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5421 AVENIDA ENCINAS
STREET 2: SUITE F
CITY: San Diego
STATE: CA
ZIP: 92008
BUSINESS PHONE: 858-480-2400
MAIL ADDRESS:
STREET 1: 5421 AVENIDA ENCINAS
STREET 2: SUITE F
CITY: San Diego
STATE: CA
ZIP: 92008
4
1
marketforms-42790.xml
PRIMARY DOCUMENT
X0306
4
2018-08-23
0001427570
OBALON THERAPEUTICS INC
OBLN
0001698005
Drake Neil
C/O OBALON THERAPEUTICS, INC.
5421 AVENIDA ENCINAS, STUIE F
CARLSBAD
CA
92008
false
true
false
false
VP Research and Development
Common Stock
2018-08-23
4
A
false
13736
1.82
A
61267
D
The reporting person purchased these shares directly from the issuer in a private placement.
Includes Restricted Shares that are subject to vesting.
/s/ Nooshin Hussainy as attorney-in-fact for Neil Drake
2018-08-27