0001214659-18-002171.txt : 20180315 0001214659-18-002171.hdr.sgml : 20180315 20180315181553 ACCESSION NUMBER: 0001214659-18-002171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180313 FILED AS OF DATE: 20180315 DATE AS OF CHANGE: 20180315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plovanic William J. CENTRAL INDEX KEY: 0001685640 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37897 FILM NUMBER: 18693642 MAIL ADDRESS: STREET 1: C/O OBALON THERAPEUTICS, INC. STREET 2: 5421 AVENIDA ENCINAS, SUITE F CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OBALON THERAPEUTICS INC CENTRAL INDEX KEY: 0001427570 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5421 AVENIDA ENCINAS STREET 2: SUITE F CITY: San Diego STATE: CA ZIP: 92008 BUSINESS PHONE: 858-480-2400 MAIL ADDRESS: STREET 1: 5421 AVENIDA ENCINAS STREET 2: SUITE F CITY: San Diego STATE: CA ZIP: 92008 4 1 marketforms-41497.xml PRIMARY DOCUMENT X0306 4 2018-03-13 0001427570 OBALON THERAPEUTICS INC OBLN 0001685640 Plovanic William J. C/O OBALON THERAPEUTICS, INC. 5421 AVENIDA ENCINAS, SUITE F CARLSBAD CA 92008 false true false false Chief Financial Officer Common Stock 2018-03-13 4 P false 9700 4.0491 A 9700 I By IRA Common Stock 2018-03-14 4 P false 5300 4.0352 A 15000 I By IRA Common Stock 2018-03-13 4 P false 9588 4.0493 A 9588 I By wife IRA Common Stock 2018-03-14 4 P false 5412 4.036 A 15000 I By wife IRA Common Stock 190572 D The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.015 to $4.05, inclusive. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.99 to $4.05, inclusive. /s/ Nooshin Hussainy as attorney-in-fact for William J. Plovanic 2018-03-15