0001214659-18-002171.txt : 20180315
0001214659-18-002171.hdr.sgml : 20180315
20180315181553
ACCESSION NUMBER: 0001214659-18-002171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180315
DATE AS OF CHANGE: 20180315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plovanic William J.
CENTRAL INDEX KEY: 0001685640
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37897
FILM NUMBER: 18693642
MAIL ADDRESS:
STREET 1: C/O OBALON THERAPEUTICS, INC.
STREET 2: 5421 AVENIDA ENCINAS, SUITE F
CITY: CARLSBAD
STATE: CA
ZIP: 92008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OBALON THERAPEUTICS INC
CENTRAL INDEX KEY: 0001427570
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5421 AVENIDA ENCINAS
STREET 2: SUITE F
CITY: San Diego
STATE: CA
ZIP: 92008
BUSINESS PHONE: 858-480-2400
MAIL ADDRESS:
STREET 1: 5421 AVENIDA ENCINAS
STREET 2: SUITE F
CITY: San Diego
STATE: CA
ZIP: 92008
4
1
marketforms-41497.xml
PRIMARY DOCUMENT
X0306
4
2018-03-13
0001427570
OBALON THERAPEUTICS INC
OBLN
0001685640
Plovanic William J.
C/O OBALON THERAPEUTICS, INC.
5421 AVENIDA ENCINAS, SUITE F
CARLSBAD
CA
92008
false
true
false
false
Chief Financial Officer
Common Stock
2018-03-13
4
P
false
9700
4.0491
A
9700
I
By IRA
Common Stock
2018-03-14
4
P
false
5300
4.0352
A
15000
I
By IRA
Common Stock
2018-03-13
4
P
false
9588
4.0493
A
9588
I
By wife IRA
Common Stock
2018-03-14
4
P
false
5412
4.036
A
15000
I
By wife IRA
Common Stock
190572
D
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.015 to $4.05, inclusive.
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.99 to $4.05, inclusive.
/s/ Nooshin Hussainy as attorney-in-fact for William J. Plovanic
2018-03-15