0001062993-13-001170.txt : 20130313 0001062993-13-001170.hdr.sgml : 20130313 20130313170417 ACCESSION NUMBER: 0001062993-13-001170 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20130313 DATE AS OF CHANGE: 20130313 EFFECTIVENESS DATE: 20130313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Palisades Investment Partners, LLC CENTRAL INDEX KEY: 0001427373 IRS NUMBER: 651198889 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12995 FILM NUMBER: 13688037 BUSINESS ADDRESS: STREET 1: 1453 THIRD STREET PROMENADE STREET 2: SUITE 310 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-656-6300 MAIL ADDRESS: STREET 1: 1453 THIRD STREET PROMENADE STREET 2: SUITE 310 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 form13hr-q3.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if amendment [ ]; Amendment Number: This Amendment (check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Palisades Investment Partners, LLC Address 1453 Third Street Promenade Suite 310 Santa Monica, CA 91106 Form 13F File Number: 028-12995 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing this report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name Quinn R. Stills Title Chairman Phone 310-656-6300 Signature, Place, and Date of Signing: /s/ Quinn R. Stills Santa Monica, CA 03/13/2013 ------------------- ---------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: 65,636 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8 US $ SHARES VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- -------- ALCOA INC COM 013817101 305 34500 SH Sole 0 0 0 AMER INTL GROUP COM NEW 026874784 1754 53500 SH Sole 0 0 0 AMERICAN WTR WK COM 030420103 419 11300 SH Sole 0 0 0 AMSURG INC COM 03232P405 369 13000 SH Sole 0 0 0 AT&T INC. COM 00206R102 1795 47600 SH Sole 0 0 0 BANK OF AMERICA CORP COM 060505104 613 69400 SH Sole 0 0 0 BB&T CORP COM 054937107 1983 59800 SH Sole 0 0 0 BLOOMIN BRANDS, INC. COM 094235108 373 22700 SH Sole 0 0 0 CA INC COM 12673P105 652 25300 SH Sole 0 0 0 CAPITAL ONE FIN COM 14040H105 1585 27800 SH Sole 0 0 0 CAREFUSION CORP COM 14170T101 676 23800 SH Sole 0 0 0 CELGENE CORP COM 151020104 1268 16600 SH Sole 0 0 0 CHEVRONTEXACO CORPORATION COM 166764100 2774 23800 SH Sole 0 0 0 CIT GROUP INC COM NEW 125581801 1851 47000 SH Sole 0 0 0 CITIGROUP INC COM NEW 172967424 632 19300 SH Sole 0 0 0 CNO FINANCIAL GROUP, INC. COM 12621E103 1410 146100 SH Sole 0 0 0 COMCAST "A" COM CL A 20030N101 2541 71100 SH Sole 0 0 0 COMERICA INC COM 200340107 1180 38000 SH Sole 0 0 0 COVIDIEN COM 200340107 416 7000 SH Sole 0 0 0 CVS CORP COM 126650100 1482 30600 SH Sole 0 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 229 7400 SH Sole 0 0 0 DENBURY RES INC COM NEW 247916208 627 38800 SH Sole 0 0 0 DISCOVER FINANCIAL SVS COM 254709108 675 17000 SH Sole 0 0 0 WALT DISNEY CO COM DISNEY 254687106 1678 32100 SH Sole 0 0 0 DOLE FOOD COM 256603101 215 15300 SH Sole 0 0 0 DOLLAR GENERAL COM 256677105 861 16700 SH Sole 0 0 0 EBAY INC COM 278642103 982 20300 SH Sole 0 0 0 EXXON MOBIL CORP COM 30231G102 1386 15155 SH Sole 0 0 0 GENERAL ELECTRIC COM 369604103 2467 108650 SH Sole 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 818 7200 SH Sole 0 0 0 HARLEY DAVIDSON COM 412822108 318 7500 SH Sole 0 0 0 INGERSOLL-RAND COMPANY LT COM G47791101 327 7300 SH Sole 0 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 1192 5747 SH Sole 0 0 0 JOHNSON & JOHNSON COM 478160104 1399 20300 SH Sole 0 0 0 JP MORGAN CHASE & CO COM 46625H100 464 11455 SH Sole 0 0 0 LEGGETT & PLATT COM 524660107 276 11000 SH Sole 0 0 0 LENDER PROCESSING SV COM 52602E102 329 11800 SH Sole 0 0 0 LORILLARD INC COM 544147101 594 5100 SH Sole 0 0 0 LYONDELLBASELL SHA - A - N53745100 630 12200 SH Sole 0 0 0 MARATHON PETROLEUM COM 56585A102 344 6300 SH Sole 0 0 0 MCKESSON CORPORATION COM 58155Q103 680 7900 SH Sole 0 0 0 MERCK & COMPANY INC. COM 58933Y105 1475 32700 SH Sole 0 0 0 MOTOROLA SOLUTIONS INC. COM NEW 620076307 713 14100 SH Sole 0 0 0 MYRIAD GENETICS COM 62855J104 1617 60000 SH Sole 0 0 0 NATIONAL BANK HOLDINGS CORPORA CL A 633707104 397 20400 SH Sole 0 0 0 NCR CORP COM 62886E108 776 33300 SH Sole 0 0 0 NEWS CORP CL A 65248E104 323 13200 SH Sole 0 0 0 NORTHWESTERN CORPORATION COM NEW 668074305 196 5400 SH Sole 0 0 0 OCEANEERING INT COM 675232102 315 5700 SH Sole 0 0 0 OMNICARE INC COM 681904108 1522 44811 SH Sole 0 0 0 OMNICOM GROUP COM 681919106 809 15700 SH Sole 0 0 0 PACKAGING CORP OF AMERICA COM 695156109 1143 31500 SH Sole 0 0 0 REGAL ENTERTAINMENT GROUP CLA 758766109 716 50900 SH Sole 0 0 0 RENAISS HLDG LT CL A 758766109 254 3300 SH Sole 0 0 0 SIGNET JEWELERS LIMITED SHS G81276100 268 5500 SH Sole 0 0 0 SIRIUS XM RADIO INC. COM 82967N108 957 369500 SH Sole 0 0 0 STERIS CORP COM 859152100 333 9400 SH Sole 0 0 0 SUNTRUST BANKS COM 867914103 1869 66100 SH Sole 0 0 0 SYNOPSYS INC COM 871607107 501 15200 SH Sole 0 0 0 TARGET CORP COM 87612E106 1466 23100 SH Sole 0 0 0 TEXTRON COM 883203101 610 23300 SH Sole 0 0 0 TYCO INTERNATIONAL LTD. SHS H89128104 383 6800 SH Sole 0 0 0 UNITED TECHNOLGIES COM 913017109 971 12401 SH Sole 0 0 0 UNITEDHEALTH GROUP COM 91324P102 1814 32740 SH Sole 0 0 0 USG CORP COM 903293405 676 30800 SH Sole 0 0 0 WELLS FARGO CO COM 949746101 2280 66040 SH Sole 0 0 0 WESTERN UN CO COM 959802109 1359 74600 SH Sole 0 0 0 YAHOO! INC COM 984332106 273 17100 SH Sole 0 0 0 ZIONS BANCORP COM 989701107 1050 50800 SH Sole 0 0 0