The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC | COM | 023135106 | 812 | 2,500 | SH | Call | SOLE | 0 | 2,500 | 0 | 0 |
AMAZON COM INC | COM | 023135106 | 1,624 | 5,000 | SH | Put | SOLE | 0 | 5,000 | 0 | 0 |
AMERICAN RLTY CAP PPTY | NOTE 3.000% | 02917TAA2 | 1,016 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 1,006 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
APACHE CORP | COM | 037411105 | 503 | 5,000 | SH | Call | SOLE | 0 | 5,000 | 0 | 0 |
APPLE INC | COM | 037833100 | 3,253 | 35,000 | SH | Call | SOLE | 0 | 35,000 | 0 | 0 |
APPLE INC | COM | 037833100 | 3,057 | 32,900 | SH | Put | SOLE | 0 | 32,900 | 0 | 0 |
AT&T INC | COM | 00206R102 | 283 | 8,000 | SH | SOLE | 0 | 8,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 707 | 20,000 | SH | Put | SOLE | 0 | 20,000 | 0 | 0 |
BANK OF AMERICA CORPOR | COM | 060505104 | 128 | 8,300 | SH | Call | SOLE | 0 | 8,300 | 0 | 0 |
BANK OF AMERICA CORPOR | COM | 060505104 | 149 | 9,700 | SH | Call | SOLE | 0 | 9,700 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 25 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 249 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 475 | 19,100 | SH | Put | SOLE | 0 | 19,100 | 0 | 0 |
Citigroup Inc | Equity | 172967424 | 212 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 443 | 9,400 | SH | Call | SOLE | 0 | 9,400 | 0 | 0 |
CLIFFS NAT RES INC | COM | 18683K101 | 83 | 5,500 | SH | SOLE | 0 | 5,500 | 0 | 0 | |
CLIFFS NAT RES INC | COM | 18683K101 | 57 | 3,800 | SH | Call | SOLE | 0 | 3,800 | 0 | 0 |
CLIFFS NAT RES INC | COM | 18683K101 | 151 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
CLIFFS NAT RES INC | COM | 18683K101 | 151 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
CLIFFS NAT RES INC | COM | 18683K101 | 235 | 15,600 | SH | Put | SOLE | 0 | 15,600 | 0 | 0 |
COACH INC | COM | 189754104 | 342 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
COACH INC | COM | 189754104 | 513 | 15,000 | SH | Put | SOLE | 0 | 15,000 | 0 | 0 |
CONAGRA FOODS INC | COM | 205887102 | 359 | 12,100 | SH | SOLE | 0 | 12,100 | 0 | 0 | |
CONAGRA FOODS INC | COM | 205887102 | 522 | 17,600 | SH | Put | SOLE | 0 | 17,600 | 0 | 0 |
CONAGRA FOODS INC | COM | 205887102 | 18 | 600 | SH | Put | SOLE | 0 | 600 | 0 | 0 |
EMULEX CORP | COM NEW | 292475209 | 83 | 14,500 | SH | Call | SOLE | 0 | 14,500 | 0 | 0 |
FACEBOOK INC | CL A | 30303M102 | 168 | 2,500 | SH | Call | SOLE | 0 | 2,500 | 0 | 0 |
FREEPORT-MCMORAN COPPE | COM | 35671D857 | 730 | 20,000 | SH | Call | SOLE | 0 | 20,000 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 18 | 500 | SH | SOLE | 0 | 500 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 363 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
GEVO INC | COM | 374396109 | 4 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
GOLDMAN SACHS GROUP IN | COM | 38141G104 | 837 | 5,000 | SH | Call | SOLE | 0 | 5,000 | 0 | 0 |
GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 337 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 422 | 5,000 | SH | Call | SOLE | 0 | 5,000 | 0 | 0 |
GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 270 | 3,200 | SH | Call | SOLE | 0 | 3,200 | 0 | 0 |
GROUP 1 AUTOMOTIVE INC | COM | 398905109 | 93 | 1,100 | SH | Put | SOLE | 0 | 1,100 | 0 | 0 |
HERTZ GLOBAL HOLDINGS | COM | 42805T105 | 42 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
HERTZ GLOBAL HOLDINGS | COM | 42805T105 | 280 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
HERTZ GLOBAL HOLDINGS | COM | 42805T105 | 126 | 4,500 | SH | Put | SOLE | 0 | 4,500 | 0 | 0 |
HERTZ GLOBAL HOLDINGS | COM | 42805T105 | 210 | 7,500 | SH | Put | SOLE | 0 | 7,500 | 0 | 0 |
HEWLETT PACKARD CO | COM | 428236103 | 370 | 11,000 | SH | Put | SOLE | 0 | 11,000 | 0 | 0 |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 1,686 | 35,934 | SH | SOLE | 0 | 35,934 | 0 | 0 | |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 47 | 1,000 | SH | Call | SOLE | 0 | 1,000 | 0 | 0 |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 432 | 9,200 | SH | Call | SOLE | 0 | 9,200 | 0 | 0 |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 108 | 2,300 | SH | Call | SOLE | 0 | 2,300 | 0 | 0 |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 291 | 6,200 | SH | Call | SOLE | 0 | 6,200 | 0 | 0 |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 56 | 1,200 | SH | Put | SOLE | 0 | 1,200 | 0 | 0 |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 94 | 2,000 | SH | Put | SOLE | 0 | 2,000 | 0 | 0 |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 75 | 1,600 | SH | Put | SOLE | 0 | 1,600 | 0 | 0 |
HORNBECK OFFSHORE SVCS | COM | 440543106 | 938 | 20,000 | SH | Put | SOLE | 0 | 20,000 | 0 | 0 |
INTEL CORP | COM | 458140100 | 9 | 300 | SH | Call | SOLE | 0 | 300 | 0 | 0 |
INTEL CORP | COM | 458140100 | 309 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
INTEL CORP | COM | 458140100 | 167 | 5,400 | SH | Call | SOLE | 0 | 5,400 | 0 | 0 |
INTEL CORP | COM | 458140100 | 538 | 17,400 | SH | Call | SOLE | 0 | 17,400 | 0 | 0 |
INTEL CORP | COM | 458140100 | 340 | 11,000 | SH | Call | SOLE | 0 | 11,000 | 0 | 0 |
INTEL CORP | COM | 458140100 | 309 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
INTEL CORP | COM | 458140100 | 309 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
INTEL CORP | COM | 458140100 | 309 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
INTERNATIONAL BUSINESS | COM | 459200101 | 1,813 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
INTERNATIONAL BUSINESS | COM | 459200101 | 1,813 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
INTERNATIONAL BUSINESS | COM | 459200101 | 1,813 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
INTERNATIONAL GAME TEC | COM | 459902102 | 127 | 7,997 | SH | SOLE | 0 | 7,997 | 0 | 0 | |
INTERNATIONAL GAME TEC | COM | 459902102 | 213 | 13,400 | SH | Put | SOLE | 0 | 13,400 | 0 | 0 |
ISHARES | MSCI BRZ CAP | 464286400 | 478 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
ISHARES | MSCI MEX CAP | 464286822 | 678 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 203 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 203 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 61 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
J2 GLOBAL INC | NOTE 3.250% | 48123VAC6 | 1,014 | 1,000,000 | PRN | SOLE | 0 | 1,000,000 | 0 | 0 | |
Kilroy Realty Corp | Equity | 49427F108 | 453 | 7,275 | SH | SOLE | 0 | 7,275 | 0 | 0 | |
KILROY RLTY CORP | COM | 49427F108 | 154 | 2,475 | SH | SOLE | 0 | 2,475 | 0 | 0 | |
KING DIGITAL ENTMT PLC | ORD SHS | G5258J109 | 206 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
L-3 COMMUNICATIONS HLD | COM | 502424104 | 60 | 500 | SH | SOLE | 0 | 500 | 0 | 0 | |
L-3 COMMUNICATIONS HLD | COM | 502424104 | 266 | 2,200 | SH | Call | SOLE | 0 | 2,200 | 0 | 0 |
L-3 COMMUNICATIONS HLD | COM | 502424104 | 869 | 7,200 | SH | Put | SOLE | 0 | 7,200 | 0 | 0 |
L-3 COMMUNICATIONS HLD | COM | 502424104 | 374 | 3,100 | SH | Put | SOLE | 0 | 3,100 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 777 | 11,500 | SH | SOLE | 0 | 11,500 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 338 | 5,000 | SH | Call | SOLE | 0 | 5,000 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 338 | 5,000 | SH | Call | SOLE | 0 | 5,000 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 676 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 554 | 8,200 | SH | Call | SOLE | 0 | 8,200 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 676 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
LAM RESEARCH CORP | COM | 512807108 | 338 | 5,000 | SH | Put | SOLE | 0 | 5,000 | 0 | 0 |
MBIA INC | COM | 55262C100 | 112 | 10,100 | SH | SOLE | 0 | 10,100 | 0 | 0 | |
Microchip Technology Inc | Bond | 595017AB0 | 9,553 | 5,000,000 | SH | SOLE | 0 | 5,000,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 330 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 330 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 417 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 417 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
MOLYCORP INC DEL | COM | 608753109 | 420 | 163,366 | SH | SOLE | 0 | 163,366 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 10 | 300 | SH | SOLE | 0 | 300 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 323 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 416 | 944 | SH | SOLE | 0 | 944 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 220 | 500 | SH | Put | SOLE | 0 | 500 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 220 | 500 | SH | Put | SOLE | 0 | 500 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 397 | 900 | SH | Put | SOLE | 0 | 900 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 441 | 1,000 | SH | Put | SOLE | 0 | 1,000 | 0 | 0 |
NORTHSTAR RLTY FIN COR | COM | 66704R100 | 174 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
NORTHSTAR RLTY FIN COR | COM | 66704R100 | 174 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
NORTHSTAR RLTY FIN COR | COM | 66704R100 | 61 | 3,500 | SH | Call | SOLE | 0 | 3,500 | 0 | 0 |
NORTHSTAR RLTY FIN COR | COM | 66704R100 | 59 | 3,400 | SH | Put | SOLE | 0 | 3,400 | 0 | 0 |
NORTHSTAR RLTY FIN COR | COM | 66704R100 | 195 | 11,200 | SH | Put | SOLE | 0 | 11,200 | 0 | 0 |
NORTHSTAR RLTY FIN COR | COM | 66704R100 | 1,018 | 58,600 | SH | Put | SOLE | 0 | 58,600 | 0 | 0 |
NUANCE COMMUNICATIONS | COM | 67020Y100 | 161 | 8,600 | SH | Call | SOLE | 0 | 8,600 | 0 | 0 |
NUANCE COMMUNICATIONS | COM | 67020Y100 | 176 | 9,400 | SH | Call | SOLE | 0 | 9,400 | 0 | 0 |
NUANCE COMMUNICATIONS | COM | 67020Y100 | 426 | 22,700 | SH | Call | SOLE | 0 | 22,700 | 0 | 0 |
NUANCE COMMUNICATIONS | COM | 67020Y100 | 188 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
Parkervision Inc | Equity | 701354102 | 21 | 14,190 | SH | SOLE | 0 | 14,190 | 0 | 0 | |
PEABODY ENERGY CORP | COM | 704549104 | 124 | 7,566 | SH | SOLE | 0 | 7,566 | 0 | 0 | |
PEABODY ENERGY CORP | COM | 704549104 | 98 | 6,000 | SH | Put | SOLE | 0 | 6,000 | 0 | 0 |
PHH CORP | COM NEW | 693320202 | 239 | 10,399 | SH | SOLE | 0 | 10,399 | 0 | 0 | |
PHH CORP | COM NEW | 693320202 | 214 | 9,300 | SH | Put | SOLE | 0 | 9,300 | 0 | 0 |
POTASH CORP SASK INC | COM | 73755L107 | 190 | 5,000 | SH | Call | SOLE | 0 | 5,000 | 0 | 0 |
POTASH CORP SASK INC | COM | 73755L107 | 380 | 10,000 | SH | Put | SOLE | 0 | 10,000 | 0 | 0 |
PRICELINE GRP INC | COM NEW | 741503403 | 3,008 | 2,500 | SH | Put | SOLE | 0 | 2,500 | 0 | 0 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,280 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,893 | 25,000 | SH | Call | SOLE | 0 | 25,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,533 | 43,600 | SH | Call | SOLE | 0 | 43,600 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,914 | 20,000 | SH | Call | SOLE | 0 | 20,000 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 78 | 400 | SH | SOLE | 0 | 400 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 43 | 4,000 | SH | Put | SOLE | 0 | 4,000 | 0 | 0 |
STAPLES INC | COM | 855030102 | 204 | 18,800 | SH | Put | SOLE | 0 | 18,800 | 0 | 0 |
STAPLES INC | COM | 855030102 | 4 | 400 | SH | Put | SOLE | 0 | 400 | 0 | 0 |
STAPLES INC | COM | 855030102 | 34 | 3,100 | SH | Put | SOLE | 0 | 3,100 | 0 | 0 |
SYNERON MEDICAL LTD | ORD SHS | M87245102 | 34 | 3,300 | SH | SOLE | 0 | 3,300 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 6 | 150 | SH | SOLE | 0 | 150 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 389 | 9,500 | SH | Put | SOLE | 0 | 9,500 | 0 | 0 |
UNITED CONTL HLDGS INC | COM | 910047109 | 205 | 5,000 | SH | Call | SOLE | 0 | 5,000 | 0 | 0 |
VERIZON COMMUNICATIONS | COM | 92343V104 | 489 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
VERIZON COMMUNICATIONS | COM | 92343V104 | 489 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | 0 |
YAHOO INC | COM | 984332106 | 105 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 21 | 600 | SH | Put | SOLE | 0 | 600 | 0 | 0 |
YAHOO INC | COM | 984332106 | 21 | 600 | SH | Put | SOLE | 0 | 600 | 0 | 0 |
YAHOO INC | COM | 984332106 | 28 | 800 | SH | Put | SOLE | 0 | 800 | 0 | 0 |
YAHOO INC | COM | 984332106 | 274 | 7,800 | SH | Put | SOLE | 0 | 7,800 | 0 | 0 |