0001427271-15-000003.txt : 20150803 0001427271-15-000003.hdr.sgml : 20150801 20150803104849 ACCESSION NUMBER: 0001427271-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150803 DATE AS OF CHANGE: 20150803 EFFECTIVENESS DATE: 20150803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 151021373 BUSINESS ADDRESS: STREET 1: 6 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 6 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001427271 XXXXXXXX 06-30-2015 06-30-2015 Investors Capital Advisory Services

6 KIMBALL LANE LYNNFIELD MA 01940

13F HOLDINGS REPORT 028-12993 N Christian Ginolfi 800-949-1422 Christian Ginolfi Lynnfield MA 08-03-2015 10 1037 545310 false 14 028-06312 ABNER HERRMAN & BROCK, LLC 1 028-11543 ADVISORS CAPITAL MANAGEMENT, LLC 3 028-06432 CAMBRIDGE INVESTMENTS LTD 15 028-01317 CARRET ASSET MANAGEMENT, LLC 11 028-11952 DIVIDEND ASSET CAPITAL, LLC 13 028-11180 VALUEWORKS LLC 19 028-14868 WELLESLEY INVESTMENT ADVISORS 22 TIMECAPITAL INVESTOR ADVISORY SERVICES, INC. 12 028-03768 SENTINEL ADVISORS CO 8 028-03721 FRASER MANAGEMENT ASSOCIATES INC INFORMATION TABLE 2 13F_2015_Q2.xml ICAS 13F 6/30/15 3D SYS CORP DEL COM NEWCOM88554D20527714237SHSOLE00014237 3M CO COMCOM88579Y10110396737SHSOLE0006737 AAR CORP SR NT CONV 2.250% 03/01/16 B/E DTD 02/11/08COM000361AM75351000SHSOLE190051000 ABBOTT LABS COMCOM0028241004619405SHSOLE0009405 ABBOTT LABS COMCOM002824100601231SHSOLE11001231 ABBVIE INC COMCOM00287Y109103215365SHSOLE00015365 ABBVIE INC COMCOM00287Y10940600SHSOLE300600 ABBVIE INC 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COMCOM47816010465674SHSOLE100674 JOHNSON & JOHNSON COMCOM47816010485880SHSOLE1100880 JOHNSON CTLS INC COMCOM4783661071973988SHSOLE0003988 JOHNSON CTLS INC COMCOM47836610732660SHSOLE300660 JP MORGAN CHASE & CO COM ISIN#US46625H1005COM46625H10010150SHSOLE1400150 JP MORGAN CHASE & CO COM ISIN#US46625H1005COM46625H100131419395SHSOLE00019395 JP MORGAN CHASE & CO COM ISIN#US46625H1005COM46625H1004086022SHSOLE1006022 JUNO THERAPEUTICS INC COMCOM48205A1092394500SHSOLE0004500 JUST ENERGY GROUP INC COM ISIN#CA48213W1014COM48213W101173396SHSOLE0003396 JUST ENERGY GROUP INC COM ISIN#CA48213W1014COM48213W101589113217SHSOLE100113217 KB HOME SR NT CONV 1.375% 02/01/19 B/E DTD 01/29/13 CLBCOM48666KAS84951000SHSOLE190051000 KELLOGG CO COMCOM4878361082283644SHSOLE0003644 KEYCORP NEW COMCOM49326710823215496SHSOLE00015496 KEYCORP NEW COMCOM493267108271843SHSOLE12001843 KIMBERLY CLARK CORPCOM4943681035194905SHSOLE0004905 KINDER MORGAN INC DEL COMCOM49456B101266469405SHSOLE00069405 KINDER MORGAN INC DEL COMCOM49456B101379SHSOLE110079 KINDER MORGAN INC DEL COMCOM49456B101551450SHSOLE22001450 KINDER MORGAN INC DEL COMCOM49456B10187522794SHSOLE10022794 KKR & CO L P DEL COM UNITSCOM48248M10283536571SHSOLE00036571 KNOT OFFSHORE PARTNERS LP COM UNITS REPSTG PARTNERSHIP LTD INT ISIN#MHY481251012COMY4812510125013123SHSOLE10013123 KNOT OFFSHORE PARTNERS LP COM UNITS REPSTG PARTNERSHIP LTD INT ISIN#MHY481251012COMY481251019499SHSOLE000499 KRAFT FOODS GROUP INC COMCOM50076Q10693811025SHSOLE00011025 KROGER CO COMCOM5010441013524862SHSOLE0004862 LAM RESH CORP SR NT CONV 1.250% 05/15/18 B/E DTD 05/11/11COM512807AL21914000SHSOLE190014000 LAS VEGAS SANDS CORP COMCOM5178341071092085SHSOLE0002085 LAS VEGAS SANDS CORP COMCOM5178341073145974SHSOLE1005974 LIGAND PHARMACEUTICALS INC COM NEWCOM53220K5042042031SHSOLE0002031 LILLY ELI & CO COMCOM53245710861740SHSOLE1300740 LILLY ELI & CO COMCOM53245710886410352SHSOLE00010352 LIMONEIRA CO COMCOM532746104107448320SHSOLE00048320 LINCOLN NATL CORP 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POLARIS INDUSTRIES INC COMCOM731068102109737SHSOLE000737 POLARIS INDUSTRIES INC COMCOM73106810212178220SHSOLE11008220 PORTFOLIO RECOVERY ASSOCS INC SR NT CONV 3.000% 08/01/20 B/E DTD 08/13/13COM73640QAB1354310000SHSOLE1900310000 PORTOLA PHARMACEUTICALS INC COMCOM7370101083217067SHSOLE0007067 POTASH CORP OF SASKATCHEWAN INC COM ISIN#CA73755L1076COM73755L10737011976SHSOLE00011976 POWERSHARES DWA ENERGY MOMENTUM PORTFOLIOCOM73935X38577116959SHSOLE00016959 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIOCOM73935X3513335247SHSOLE0005247 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC BUYBACK ACHIEVERS PORTCOM73935X286129526656SHSOLE00026656 POWERSHARES EXCHANGE TRADED FD TR FINL PFD PORTFOLIOCOM73935X229120066044SHSOLE00066044 POWERSHARES EXCHANGE TRADED FD TR LISTED PRIVATE EQUITY PORTFOLIOCOM73935X19516414213SHSOLE00014213 POWERSHARES EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE PORTCOM73935X6902848055SHSOLE0008055 POWERSHARES EXCHANGE-TRADED FD TR DIVIDEND ACHIEVERS 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