0001427271-15-000002.txt : 20150512
0001427271-15-000002.hdr.sgml : 20150512
20150512161856
ACCESSION NUMBER: 0001427271-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150512
DATE AS OF CHANGE: 20150512
EFFECTIVENESS DATE: 20150512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Investors Capital Advisory Services
CENTRAL INDEX KEY: 0001427271
IRS NUMBER: 043161577
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0308
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12993
FILM NUMBER: 15854699
BUSINESS ADDRESS:
STREET 1: 6 KIMBALL LANE
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
BUSINESS PHONE: 800-949-1422
MAIL ADDRESS:
STREET 1: 6 KIMBALL LANE
CITY: LYNNFIELD
STATE: MA
ZIP: 01940
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001427271
XXXXXXXX
03-31-2015
03-31-2015
Investors Capital Advisory Services
6 KIMBALL LANE
LYNNFIELD
MA
01940
13F HOLDINGS REPORT
028-12993
N
Chris Ginolfi
VP, Compliance
800-949-1422
Chris Ginolfi
Lynnfield
MA
05-12-2015
8
1024
537309
false
22
TIMECAPITAL INVESTOR ADVISORY SERVICES, INC
19
028-14868
WELLESLEY INVESTMENT ADVISORS
13
028-11180
VALUEWORKS LLC
12
028-03768
SENTINEL ADVISORS CO
11
028-11952
DIVIDEND ASSET CAPITAL, LLC
8
028-03721
FRASER MANAGEMENT ASSOCIATES INC
3
028-06432
CAMBRIDGE INVESTMENTS LTD
1
028-11543
ADVISORS CAPITAL MANAGEMENT, LLC
INFORMATION TABLE
2
13F_2015_Q1.xml
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SANOFI SPONS ADR ISIN#US80105N1054COM80105N1053607297SHSOLE0007297
SCHLUMBERGER LTD COM ISIN#AN8068571086COM8068571082933520SHSOLE0003520
SCHWAB STRATEGIC TR US LAGRE CAP GROWTH ETFCOM8085243002244171SHSOLE0004171
SEACOR HLDGS INC SR NT CONV 3.000% 11/05/28 B/E DTD 11/13/13 CLB PUTCOM81170YAB51923000SHSOLE00023000
SEACOR HLDGS INC SR NT CONV 3.000% 11/05/28 B/E DTD 11/13/13 CLB PUTCOM81170YAB5263304000SHSOLE1900304000
SEADRILL LIMTED SHS ISIN#BMG7945E1057COMG7945E10535437900SHSOLE00037900
SEAWORLD ENTMT INC COMCOM81282V10022011425SHSOLE10011425
SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY TRANSN TO 06/24/02COM81369Y4073484619SHSOLE0004619
SELECT SECTOR SPDR TR CONSUMER STAPLESCOM81369Y308200241082SHSOLE00041082
SELECT SECTOR SPDR TR ENERGYCOM81369Y506185923967SHSOLE00023967
SELECT SECTOR SPDR TR FINANCIALCOM81369Y605103943113SHSOLE00043113
SELECT SECTOR SPDR TR HEALTH CARECOM81369Y209267936963SHSOLE00036963
SELECT SECTOR SPDR TR INDLCOM81369Y704101718245SHSOLE00018245
SELECT SECTOR SPDR TR TECHNOLOGYCOM81369Y803154637308SHSOLE00037308
SELECT SECTOR SPDR TR UTILSCOM81369Y88675617037SHSOLE00017037
SENIOR HSG PPTYS TR SH BEN INTCOM81721M10924711136SHSOLE00011136
SENIOR HSG PPTYS TR SH BEN INTCOM81721M10955725118SHSOLE10025118
SEQUENOM INC COM NEWCOM81733740521554550SHSOLE00054550
SHERWIN WILLIAMS COCOM82434810666235SHSOLE000235
SHERWIN WILLIAMS COCOM8243481066772380SHSOLE11002380
SHIP FINANCE INTL LTD SHS ISIN#BMG810751062COMG8107510630620688SHSOLE10020688
SHIP FINANCE INTL LTD SHS ISIN#BMG810751062COMG8107510663142656SHSOLE00042656
SILVER WHEATON CORP COM ISIN#CA8283361076COM82833610759431271SHSOLE00031271
SILVERCORP METALS INC COM ISIN#CA82835P1036COM82835P1034034072SHSOLE00034072
SIMON PPTY GROUP INC NEW COMCOM8288061093751919SHSOLE0001919
SIRIUS XM HLDGS INC COMCOM82968B1039224227SHSOLE00024227
SIX FLAGS ENTMT CORP NEW COMCOM83001A10285417652SHSOLE10017652
SIX FLAGS ENTMT CORP NEW COMCOM83001A1029198SHSOLE000198
SKYWORKS SOLUTIONS INC COMCOM83088M1024584668SHSOLE0004668
SOUTHERN CO COMCOM84258710785519326SHSOLE00019326
SOUTHERN COPPER CORP DEL COMCOM84265V1052528641SHSOLE0008641
SOUTHWEST AIRLS CO COMCOM84474110877717557SHSOLE00017557
SOUTHWESTERN ENERGY CO COMCOM84546710929112551SHSOLE10012551
SOUTHWESTERN ENERGY CO COMCOM845467109301323SHSOLE0001323
SOUTHWESTERN ENERGY CO DEP SHS REPSTG 1/20TH INT MANATORY CONV PFD SER BCOM8454672083777487SHSOLE1007487
SOUTHWESTERN ENERGY CO DEP SHS REPSTG 1/20TH INT MANATORY CONV PFD SER BCOM8454672086129SHSOLE000129
SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1COM78467X1097754364SHSOLE0004364
SPDR GOLD TR GOLD SHSCOM78463V1075945231SHSOLE0005231
SPDR S&P 500 ETF TR TR UNITCOM78462F10320100SHSOLE800100
SPDR S&P 500 ETF TR TR UNITCOM78462F103699933909SHSOLE00033909
SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPTCOM78467Y10722898257SHSOLE0008257
SPDR S&P MIDCAP 400 ETF TR UNIT SER 1 STANDARD & POORS DEP RCPTCOM78467Y107935SHSOLE80035
SPDR SER TR BARCLAYS CONV SECS ETFCOM78464A35978516439SHSOLE00016439
SPDR SER TR BARCLAYS HIGH YIELD BD ETFCOM78464A417117329926SHSOLE00029926
SPDR SER TR DOW JONES REIT ETFCOM78464A6073233425SHSOLE0003425
SPDR SER TR RUSSELL 3000 ETFCOM78464A8055433489SHSOLE0003489
SPDR SER TR S&P 500 VALUE ETFCOM78464A5082682671SHSOLE0002671
SPDR SER TR S&P 600 SMALL CAP GROWTH ETFCOM78464A2012181159SHSOLE0001159
SPDR SER TR S&P BIOTECH ETFCOM78464A8702611159SHSOLE0001159
SPDR SER TR S&P DIVID ETFCOM78464A763166021228SHSOLE00021228
SPDR SER TR S&P PHARMACEUTICALS ETFCOM78464A7225594527SHSOLE0004527
SPDR SER TR S&P TRANSN ETFCOM78464A5322152023SHSOLE0002023
SPDR SER TR SPDR BARCLAYS SHORT TERM CORP BD ETFCOM78464A4742478046SHSOLE0008046
SPECTRA ENERGY CORP COMCOM8475601093569854SHSOLE0009854
SPIRIT RLTY CAP INC NEW COMCOM84860W10281167208SHSOLE00067208
SPIRIT RLTY CAP INC NEW SR FXD RT NT CONV 2.875% 05/15/19 B/E DTD 05/20/14COM84860WAA01920000SHSOLE00020000
SPIRIT RLTY CAP INC NEW SR FXD RT NT CONV 2.875% 05/15/19 B/E DTD 05/20/14COM84860WAA0544546000SHSOLE1900546000
STARBUCKS CORP COMCOM855244109116912354SHSOLE00012354
STARBUCKS CORP COMCOM855244109775SHSOLE80075
STATE STR CORP COMCOM8574771031011385SHSOLE1001385
STATE STR CORP COMCOM857477103103314054SHSOLE00014054
STEMCELLS INC COM NEWCOM85857R2043938250SHSOLE00038250
STONECASTLE FINL CORP COMCOM86178010423513100SHSOLE00013100
STONEMOR PARTNERS L P COM UNITSCOM86183Q1001756100SHSOLE1006100
STONEMOR PARTNERS L P COM UNITSCOM86183Q1002107293SHSOLE0007293
STRATEGIC GLOBAL INCOME FD INCCOM86271910112915420SHSOLE00015420
STRYKER CORPCOM8636671012332528SHSOLE0002528
STUDENT TRANSN INC COM ISIN#CA86388A1084COM86388A1087514030SHSOLE00014030
SUNCOR ENERGY INC NEW COM ISIN#CA8672241079COM86722410724832SHSOLE000832
SUNCOR ENERGY INC NEW COM ISIN#CA8672241079COM86722410739313435SHSOLE110013435
SUNOCO LOGISTICS PARTNERS LP COM UNITSCOM86764L1081653995SHSOLE22003995
SUNOCO LOGISTICS PARTNERS LP COM UNITSCOM86764L1082506063SHSOLE0006063
SUNOCO LOGISTICS PARTNERS LP COM UNITSCOM86764L108410999406SHSOLE110099406
SUNTRUST BKS INC COMCOM8679141032295593SHSOLE1005593
SUNTRUST BKS INC COMCOM8679141034105SHSOLE000105
SYMANTEC CORPCOM87150310833914550SHSOLE00014550
SYSCO CORP COMCOM87182910734905SHSOLE300905
SYSCO CORP COMCOM8718291073639625SHSOLE1009625
SYSCO CORP COMCOM87182910737810039SHSOLE00010039
TAL INTL GROUP INC COMCOM8740831082095143SHSOLE0005143
TARGET CORP COMCOM87612E1062963618SHSOLE0003618
TARGET CORP COMCOM87612E10641510SHSOLE300510
TASEKO MINES LTDCOM8765111061524300SHSOLE00024300
TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J10138418220SHSOLE10018220
TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J101432081SHSOLE0002081
TEEKAY TANKERS LTD CL A ISIN#MHY8565N1022COMY8565N1025910448SHSOLE00010448
TEKLA HEALTHCARE OPPORTUNITIES FD SHS BEN INTCOM87910510450424500SHSOLE00024500
TELEFLEX INC SR SUB NT CONV 3.875% 08/01/17 B/E DTD 08/09/10COM879369AA42915000SHSOLE190015000
TESLA MTRS INC COMCOM88160R1013651937SHSOLE0001937
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T107135SHSOLE00035
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T1072414490SHSOLE11004490
TESORO LOGISTICS LP COM UNIT LTD PARTNERSHIP INTCOM88160T107641205SHSOLE22001205
TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098COM8816242095989609SHSOLE0009609
TEXAS INSTRUMENTS INCCOM8825081042604557SHSOLE0004557
TEXAS PACIFIC LAND TRUST SUB SHARES CERTIFICATES OF PROP INTERESTCOM8826101082892000SHSOLE0002000
TIFFANY & COMPANYCOM886547108102611667SHSOLE110011667
TIFFANY & COMPANYCOM88654710818211SHSOLE000211
TIME WARNER CABLE INC COMCOM88732J2073442298SHSOLE0002298
TIME WARNER INC NEW COM NEWCOM8873173035766833SHSOLE0006833
TJX COMPANIES INC (NEW)COM872540109127618219SHSOLE110018219
TJX COMPANIES INC (NEW)COM8725401091632340SHSOLE0002340
TOLL BROS FIN CORP GTD NT 0.500% 09/15/32 B/E DTD 09/11/12 CLB PUTCOM88947EAM21616000SHSOLE00016000
TORCHLIGHT ENERGY RES INC COMCOM89102U103312000SHSOLE00012000
TOTAL S A SPONSORED ADRCOM89151E1093116268SHSOLE0006268
TRANSOCEAN LTD REG SHS ISIN#CH0048265513COMH8817H10037625687SHSOLE00025687
TRAVELERS COS INC COMCOM89417E1092101945SHSOLE0001945
TRINITY INDS INC COMCOM8965221093319348SHSOLE0009348
TTM TECHNOLOGIES INC SR NT CONV 1.750% 12/15/20 B/E DTD 12/20/13COM87305RAD12523000SHSOLE00023000
TTM TECHNOLOGIES INC SR NT CONV 1.750% 12/15/20 B/E DTD 12/20/13COM87305RAD1775709000SHSOLE1900709000
TWITTER INC COMCOM90184L10256611303SHSOLE00011303
UBS AG LONDON BRH CALLABLE EXCH SEC LKD COM STK GOOGLE ISIN#US90270KAW99 0.000% 02/15/21 B/E DTD 02/19/14 CLBCOM90270KAW91820000SHSOLE00020000
UBS AG LONDON BRH CALLABLE EXCH SEC LKD COM STK GOOGLE ISIN#US90270KAW99 0.000% 02/15/21 B/E DTD 02/19/14 CLBCOM90270KAW9470497000SHSOLE1900497000
UNILEVER NV NEW YORK SHS NEWCOM90478470993222336SHSOLE00022336
UNION PACIFIC CORP COMCOM907818108136012564SHSOLE00012564
UNION PACIFIC CORP COMCOM90781810834315SHSOLE300315
UNITED DEV FDG IV COMCOM910187103174099322SHSOLE00099322
UNITED DEV FDG IV COMCOM91018710321112100SHSOLE110012100
UNITED PARCEL SVC INC CL BCOM9113121063994122SHSOLE0004122
UNITED TECHNOLOGIES CORP COMCOM91301710919170SHSOLE1200170
UNITED TECHNOLOGIES CORP COMCOM9130171096465518SHSOLE0005518
UNITED TECHNOLOGIES CORP COMCOM9130171097696569SHSOLE11006569
UNITEDHEALTH GROUP INC COMCOM91324P1023032568SHSOLE0002568
UNITEDHEALTH GROUP INC COMCOM91324P10241355SHSOLE300355
UNIVEST CORP PA COMCOM91527110045222850SHSOLE00022850
UNWIRED PLANET INC NEW COMCOM91531F1032545150SHSOLE00045150
US BANCORP DEL COMCOM9029733042375431SHSOLE0005431
V F CORP COMCOM918204108129117155SHSOLE110017155
V F CORP COMCOM9182041084696237SHSOLE0006237
VALE S A ADR ISIN#US91912E1055COM91912E10510719073SHSOLE00019073
VALERO ENERGY CORP NEW COMCOM91913Y10012195SHSOLE1200195
VALERO ENERGY CORP NEW COMCOM91913Y1001642592SHSOLE0002592
VALERO ENERGY CORP NEW COMCOM91913Y1002453859SHSOLE1003859
VALSPAR CORPCOM9203551049110SHSOLE000110
VALSPAR CORPCOM92035510496011434SHSOLE110011434
VANGUARD BD INDEX FD INC SHORT TERM BD ETFCOM9219378272252796SHSOLE0002796
VANGUARD BD INDEX FD INC TOTAL BD MARKET ETFCOM92193783585610275SHSOLE00010275
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHSCOM9229085122482706SHSOLE0002706
VANGUARD INDEX FDS S&P 500 ETF SHS NEWCOM9229083639314921SHSOLE0004921
VANGUARD INDEX FDS VANGUARD GROWTH ETFCOM922908736293028016SHSOLE00028016
VANGUARD INDEX FDS VANGUARD LARGE-CAP ETFCOM9229086372342465SHSOLE0002465
VANGUARD INDEX FDS VANGUARD LARGE-CAP ETFCOM92290863730317SHSOLE100317
VANGUARD INDEX FDS VANGUARD MID-CAP ETFCOM92290862911738844SHSOLE0008844
VANGUARD INDEX FDS VANGUARD MID-CAP ETFCOM922908629968SHSOLE10068
VANGUARD INDEX FDS VANGUARD REIT ETFCOM9229085535096044SHSOLE0006044
VANGUARD INDEX FDS VANGUARD SMALL-CAP ETFCOM922908751210717195SHSOLE00017195
VANGUARD INDEX FDS VANGUARD SMALL-CAP ETFCOM922908751543SHSOLE10043
VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETFCOM922908595172413083SHSOLE00013083
VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETFCOM9229086119378572SHSOLE0008572
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETFCOM922908769629358685SHSOLE00058685
VANGUARD INDEX FDS VANGUARD VALUE ETFCOM922908744217325961SHSOLE00025961
VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHSCOM922042775011SHSOLE110011
VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHSCOM9220427754549336SHSOLE0009336
VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETFCOM9220428584108SHSOLE100108
VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETFCOM92204285898924199SHSOLE00024199
VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETFCOM92204287419363SHSOLE100363
VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETFCOM9220428743726863SHSOLE0006863
VANGUARD NAT RES LLC COM UNIT REPSTG LTD LIABLITY CO INTSCOM92205F10663045095SHSOLE00045095
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FDCOM92206C409687SHSOLE110087
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FDCOM92206C40994211746SHSOLE00011746
VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETFCOM921908844229828559SHSOLE00028559
VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHSCOM9219097683276496SHSOLE0006496
VANGUARD TAX-MANAGED INTL FD FTSE DEVELOPED MKTS ETFCOM92194385851012813SHSOLE00012813
VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHSCOM921946406101714895SHSOLE00014895
VANGUARD WORLD FD VANGUARD MEGA CAP ETFCOM921910873442562898SHSOLE00062898
VANGUARD WORLD FD VANGUARD MEGA CAP ETFCOM9219108737109SHSOLE1100109
VANGUARD WORLD FD VANGUARD MEGA CAP GROWTH ETFCOM9219108163153789SHSOLE0003789
VANGUARD WORLD FDS VANGUARD CONSUMER DISCRETIONARY ETFCOM92204A1082932394SHSOLE0002394
VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETFCOM92204A2072211747SHSOLE0001747
VANGUARD WORLD FDS VANGUARD HEALTH CARE ETFCOM92204A5042091544SHSOLE0001544
VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETFCOM92204A7023463257SHSOLE0003257
VANGUARD WORLD FDS VANGUARD UTILS ETFCOM92204A8762712806SHSOLE0002806
VECTOR GROUP LTD COMCOM92240M10833015024SHSOLE00015024
VENTAS INC COMCOM92276F1006038270SHSOLE0008270
VERICEL CORP COMCOM92346J1083710063SHSOLE00010063
VERINT SYS INC SR NT CONV 1.500% 06/01/21 B/E DTD 06/18/14COM92343XAA81917000SHSOLE00017000
VERINT SYS INC SR NT CONV 1.500% 06/01/21 B/E DTD 06/18/14COM92343XAA8395340000SHSOLE1900340000
VERIZON COMMUNICATIONS INC COMCOM92343V1041943993SHSOLE1003993
VERIZON COMMUNICATIONS INC COMCOM92343V104354772940SHSOLE00072940
VERSAR INC COMCOM9252971033912700SHSOLE00012700
VERSO CORP COMCOM92531L1083620000SHSOLE00020000
VIACOM INC NEW CL BCOM92553P2011852718SHSOLE1002718
VIACOM INC NEW CL BCOM92553P201961413SHSOLE0001413
VISA INC COM CL ACOM92826C839307647039SHSOLE00047039
VODAFONE GROUP PLC NEW SPONSORED ADR NO PARCOM92857W3082407363SHSOLE0007363
VODAFONE GROUP PLC NEW SPONSORED ADR NO PARCOM92857W30840112273SHSOLE10012273
VOYA GLOBAL EQUITY DIVID & PREM OPPORTUNITY FD COMCOM92912T10075190292SHSOLE00090292
VOYA INFRASTRUCTURE INDUSTRIALS & MATLS FD COMCOM92912X10119212486SHSOLE00012486
VOYA NAT RES EQUITY INCOME FD COMCOM92913C10622625407SHSOLE00025407
VOYA PRIME RATE TR SH BEN INTCOM92913A10015227477SHSOLE00027477
VTTI ENERGY PARTNERS LP COM UNIT REPSTG LTD PARTNER INT ISIN#MHY9384M1012COMY9384M10128411475SHSOLE10011475
VTTI ENERGY PARTNERS LP COM UNIT REPSTG LTD PARTNER INT ISIN#MHY9384M1012COMY9384M1015235SHSOLE000235
WABASH NATL CORP SR NT CONV 3.375% 05/01/18 B/E DTD 04/23/12COM929566AH011887000SHSOLE190087000
WAL MART STORES INC COMCOM931142103126115343SHSOLE00015343
WAL MART STORES INC COMCOM9311421032943581SHSOLE1003581
WAL MART STORES INC COMCOM93114210333405SHSOLE300405
WALGREENS BOOTS ALLIANCE INC COMCOM9314271082292715SHSOLE1002715
WALGREENS BOOTS ALLIANCE INC COMCOM93142710840480SHSOLE300480
WALGREENS BOOTS ALLIANCE INC COMCOM9314271086777997SHSOLE0007997
WASTE MGMT INC DEL COMCOM94106L10973513562SHSOLE00013562
WAVE SYS CORP CL A PAR $0.01COM9435264005682462SHSOLE00082462
WELLS FARGO & CO MEDIUM TERM NOTES CONV 0.000% 06/05/20 B/E DTD 06/06/13 CLBCOM94986RQF1496441000SHSOLE1900441000
WELLS FARGO & CO MEDIUM TERM NTS 0.000% 06/10/20 B/E DTD 06/17/13 CLBCOM94986RQH7400392000SHSOLE1900392000
WELLS FARGO & CO MEDIUM TERM NTS 0.000% 06/10/20 B/E DTD 06/17/13 CLBCOM94986RQH766000SHSOLE0006000
WELLS FARGO & CO NEW COMCOM949746101137025197SHSOLE00025197
WELLS FARGO ADV INCOME OPP FD COM SHSCOM94987B1051053119667SHSOLE000119667
WELLS FARGO ADV MULTI SECTOR INCOME FD COM SHSCOM94987D10120215178SHSOLE00015178
WELLS FARGO ADVANTAGE GLOBAL DIVID OPPORTUNITY FD COM ISIN#US94987C1036COM94987C10317222956SHSOLE00022956
WESTELL TECHNOLOGIES INC CL ACOM9575411054534482SHSOLE00034482
WESTERN ASSET EMERGING MKTS DEBT FD INC COMCOM95766A10121513710SHSOLE00013710
WESTERN ASSET INCOME FD COMCOM95766T10017312491SHSOLE00012491
WESTERN ASSET INCOME FD II INCCOM95766J10212115075SHSOLE00015075
WESTERN ASSET MANAGED HIGH INCOME FD INCCOM95766L107637123279SHSOLE000123279
WEYERHAEUSER COCOM96216610470521272SHSOLE00021272
WHITING USA TR II TR UNITCOM96638810020337481SHSOLE00037481
WHOLE FOODS MKT INC COMCOM96683710614280SHSOLE800280
WHOLE FOODS MKT INC COMCOM9668371061953750SHSOLE0003750
WILLIAMS COS INC COMCOM9694571001442865SHSOLE22002865
WILLIAMS COS INC COMCOM9694571005029935SHSOLE1009935
WILLIAMS COS INC COMCOM96945710051410177SHSOLE00010177
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L1051422889SHSOLE22002889
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L1052164389SHSOLE1004389
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L1053517140SHSOLE0007140
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L10540820SHSOLE1300820
WILLIAMS PARTNERS LP NEW COM UNIT LTD PARTNERSHIP INTCOM96949L10566213459SHSOLE110013459
WINDSTREAM HLDGS INC COMCOM97382A10128638745SHSOLE00038745
WISDOMTREE TR EMERGING MKTS EQUITY INCOME FD EQUITYCOM97717W3152114979SHSOLE0004979
WISDOMTREE TR EMERGING MKTS SMALL CAPCOM97717W2812014553SHSOLE0004553
WISDOMTREE TR MIDCAP DIVID FDCOM97717W5052713155SHSOLE0003155
WISDOMTREE TR SMALLCAP DIVID FDCOM97717W60479811077SHSOLE00011077
WISDOMTREE TR TOTAL DIVID FDCOM97717W109203027348SHSOLE00027348
XENIA HOTELS & RESORTS INC COMCOM98401710324210654SHSOLE00010654
XEROX CORPORATIONCOM984121103342675SHSOLE1002675
XEROX CORPORATIONCOM984121103342695SHSOLE3002695
XEROX CORPORATIONCOM984121103463600SHSOLE13003600
XEROX CORPORATIONCOM984121103594643SHSOLE0004643
YAHOO INC COMCOM9843321062966668SHSOLE0006668
ZIX CORP COMCOM98974P1005814800SHSOLE00014800