0001427271-14-000005.txt : 20141114 0001427271-14-000005.hdr.sgml : 20141114 20141114155228 ACCESSION NUMBER: 0001427271-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 141223727 BUSINESS ADDRESS: STREET 1: 6 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 6 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001427271 XXXXXXXX 09-30-2014 09-30-2014 Investors Capital Advisory Services

6 KIMBALL LANE LYNNFIELD MA 01940

13F HOLDINGS REPORT 028-12993 N Chris Ginolfi 8009491422 Chris Ginolfi Lynnfield MA 11-14-2014 9 1008 509228 false 22 Time Capital 19 028-14868 Wellesley Investment Advisor 15 028-01317 Carret Asset Management 13 028-11180 Valueworks, LLC 12 Sentinel 11 028-11952 Dividend Growth Advisors 8 Fraser 3 028-06432 Cambridge Investments 1 028-11543 Advisors Capital Management INFORMATION TABLE 2 13F_2014_Q3.xml ICAS 13F-HR 9-30-2014 3D SYS CORP DEL COM NEWCOM88554D20550010783SHSOLE00010783 3M CO COMCOM88579Y10110087115SHSOLE0007115 3M CO COMCOM88579Y10128200SHSOLE1300200 AAR CORP SR NT CONV 2.250% 03/01/16 B/E DTD 02/11/08COM000361AM75151000SHSOLE190051000 AAR CORP SR NT CONV 2.250% 03/01/16 B/E DTD 02/11/08COM000361AM777000SHSOLE0007000 ABBOTT LABS COMCOM00282410042810309SHSOLE00010309 ABBOTT LABS COMCOM002824100511231SHSOLE11001231 ABBVIE INC COMCOM00287Y109711231SHSOLE11001231 ABBVIE INC COMCOM00287Y10977413415SHSOLE00013415 ABERDEEN ASIA-PACIFIC INCOME FD INC 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COMCOM761713106110918803SHSOLE00018803 REYNOLDS AMERN INC COMCOM7617131065739714SHSOLE1009714 RING ENERGY INC COMCOM76680V1084145281227SHSOLE000281227 RITE AID CORPCOM76775410415732630SHSOLE00032630 RITE AID CORPCOM767754104296123SHSOLE12006123 ROPER INDUSTRIES INC NEW COMCOM77669610669474SHSOLE000474 ROPER INDUSTRIES INC NEW COMCOM7766961069816710SHSOLE11006710 ROYAL BK OF SCOTLAND GROUP PLC SPONSORED ADR SER F REPSTG PFD F CPN-7.65%FREQ QTLY PERP MTY CALL@25 W/ 30 D NOTIC 3/31/07COM7800978042278795SHSOLE0008795 ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP MTY CALL@25 ANY W/30 D NOTICE AFTR 12/31/12COM7800977131014031SHSOLE0004031 ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP MTY CALL@25 ANY W/30 D NOTICE AFTR 12/31/12COM78009771336314384SHSOLE10014384 ROYAL CARIBBEAN CRUISES LTD ISIN#LR0008862868COMV7780T1032233323SHSOLE1003323 ROYAL CARIBBEAN CRUISES LTD ISIN#LR0008862868COMV7780T10338570SHSOLE000570 ROYAL DUTCH SHELL 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PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J10149014611SHSOLE10014611 TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J101631892SHSOLE0001892 TEEKAY OFFSHORE PARTNERS L P. 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