0001427271-14-000001.txt : 20140213 0001427271-14-000001.hdr.sgml : 20140213 20140213112240 ACCESSION NUMBER: 0001427271-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Investors Capital Advisory Services CENTRAL INDEX KEY: 0001427271 IRS NUMBER: 043161577 STATE OF INCORPORATION: MA FISCAL YEAR END: 0308 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12993 FILM NUMBER: 14603875 BUSINESS ADDRESS: STREET 1: 6 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 BUSINESS PHONE: 800-949-1422 MAIL ADDRESS: STREET 1: 6 KIMBALL LANE CITY: LYNNFIELD STATE: MA ZIP: 01940 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001427271 XXXXXXXX 12-31-2013 12-31-2013 Investors Capital Advisory Services

6 KIMBALL LANE LYNNFIELD MA 01940

13F HOLDINGS REPORT 028-12993 N Chris Ginolfi 800-949-1422 Chris Ginolfi Lynnfield MA 02-13-2014 8 881 429613 false 19 Wellesley Investment Advisors 13 028-11180 Value Works LLC 12 Sentinel 11 028-11952 Dividend Grouth Advisors 8 Fraser 3 028-06432 Cambridge Investments 1 028-11543 Advisors Capital Managment 22 Time Capital INFORMATION TABLE 2 13F_2013_Q4_rev2.xml ICAS 13FHR 3D SYS CORP DEL COM NEWCOM88554D2056957485SHSOLE0007485 3M CO COMCOM88579Y10111888476SHSOLE0008476 3M CO COMCOM88579Y10138275SHSOLE1300275 AAR CORP SR NT CONV 2.250% 03/01/16 B/E DTD 02/11/08COM000361AM7119113000SHSOLE1900113000 ABBOTT LABS COMCOM00282410043011244SHSOLE00011244 ABBOTT LABS COMCOM002824100471231SHSOLE11001231 ABBVIE INC COMCOM00287Y109651231SHSOLE11001231 ABBVIE INC COMCOM00287Y10965612433SHSOLE00012433 ABERDEEN ASIA-PACIFIC INCOME FD INC COMCOM00300910734359703SHSOLE00059703 ACCESS MIDSTREAM PARTNERS LP UNITCOM00434L10915275SHSOLE1100275 ACCESS MIDSTREAM PARTNERS LP 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INTCOM494550106570SHSOLE220070 KINDER MORGAN ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INTCOM4945501065026230SHSOLE11006230 KINDER MORGAN INC DEL COMCOM49456B1012817824SHSOLE0007824 KINDER MORGAN INC DEL COMCOM49456B1013078536SHSOLE1008536 KINDER MORGAN MGMT LLC SHSCOM49455U1001071422SHSOLE1001422 KINDER MORGAN MGMT LLC SHSCOM49455U1006758927SHSOLE0008927 KKR & CO L P DEL COM UNITSCOM48248M10280333010SHSOLE00033010 KRAFT FOODS GROUP INC COMCOM50076Q1064909106SHSOLE0009106 LAM RESH CORP SR NT CONV 0.500% 05/15/16 B/E DTD 05/11/11COM512807AJ7135119000SHSOLE1900119000 LAM RESH CORP SR NT CONV 1.250% 05/15/18 B/E DTD 05/11/11COM512807AL2142117000SHSOLE1900117000 LAS VEGAS SANDS CORP COMCOM5178341073794812SHSOLE0004812 LEGACY RESERVES LP UNIT LTD PARTNERSHIP INTCOM524707304170SHSOLE220070 LEGACY RESERVES LP UNIT LTD PARTNERSHIP INTCOM5247073041284570SHSOLE11004570 LEGACY RESERVES LP UNIT LTD PARTNERSHIP INTCOM524707304702501SHSOLE0002501 LIFEPOINT HOSPS INC SR SUB CONV NTS 3.500% 05/15/14 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PARTNER INTCOM5590801061061685SHSOLE22001685 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INTCOM559080106396462667SHSOLE110062667 MANULIFE FINL CORP COM ISIN#CA56501R1064COM56501R10633416957SHSOLE00016957 MARKET VECTORS ETF TR GOLD MINERS ETF FDCOM57060U1002029580SHSOLE0009580 MARKET VECTORS ETF TR LEHMAN BROS HIGH YIELD MUN ETFCOM57060U8782147600SHSOLE0007600 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INTCOM570759100101415348SHSOLE00015348 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INTCOM5707591001071630SHSOLE11001630 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTNERSHIP INTCOM5707591001091660SHSOLE22001660 MARSH & MCLENNAN COS INC COMCOM57174810256611714SHSOLE00011714 MASCO CORP COMCOM5745991061627156SHSOLE1007156 MASCO CORP COMCOM574599106381675SHSOLE0001675 MASSEY ENERGY CO SR NT CONV 3.250% 08/01/15 B/E DTD 08/12/08COM576203AJ22425000SHSOLE00025000 MASTERCARD INC CL A COMCOM57636Q10471498558SHSOLE0008558 MCCORMICK & CO INC COM NON 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PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J10115455SHSOLE000455 TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J10123720SHSOLE1100720 TEEKAY OFFSHORE PARTNERS L P. PARTNERSHIP UNITS ISIN#MHY8565J1010COMY8565J10143413135SHSOLE10013135 TEEKAY TANKERS LTD CL A ISIN#MHY8565N1022COMY8565N1025614280SHSOLE00014280 TELEFLEX INC SR SUB NT CONV 3.875% 08/01/17 B/E DTD 08/09/10COM879369AA4179114000SHSOLE1900114000 TESLA MTRS INC COMCOM88160R1012461640SHSOLE0001640 TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISIN#US8816242098COM88162420943610897SHSOLE00010897 TEXAS INSTRUMENTS INCCOM8825081042926650SHSOLE0006650 TEXTRON INC COMCOM8832031012747454SHSOLE0007454 THL CREDIT SR LOAN FD COMCOM87244R10319210500SHSOLE00010500 TIME WARNER CABLE INC COMCOM88732J2074203101SHSOLE0003101 TIME WARNER INC NEW COM NEWCOM8873173034716759SHSOLE0006759 TITAN MACHY INC GTD FXD RT CONV 3.750% 05/01/19 B/E DTD 04/24/12 CLBCOM88830RAB7369435000SHSOLE1900435000 TJX COMPANIES INC (NEW)COM8725401091412216SHSOLE0002216 TJX COMPANIES INC (NEW)COM872540109141422189SHSOLE110022189 TORTOISE ENERGY INFRASTRUCTURE CORP COMCOM89147L10014295SHSOLE000295 TORTOISE ENERGY INFRASTRUCTURE CORP 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COMCOM91531F1038863900SHSOLE00063900 US BANCORP DEL COMCOM9029733041213000SHSOLE11003000 US BANCORP DEL COMCOM9029733041944813SHSOLE0004813 V F CORP COMCOM918204108120219290SHSOLE110019290 V F CORP COMCOM9182041081903057SHSOLE0003057 VALE S A ADR ISIN#US91912E1055COM91912E10525816947SHSOLE00016947 VALERO ENERGY CORP NEW COMCOM91913Y1001152296SHSOLE0002296 VALERO ENERGY CORP NEW COMCOM91913Y1009195SHSOLE1200195 VALERO ENERGY CORP NEW COMCOM91913Y100941883SHSOLE1001883 VALSPAR CORPCOM9203551046489101SHSOLE11009101 VANGUARD BD INDEX FD INC INTERMEDIATE TERM BD ETFCOM9219378192002453SHSOLE0002453 VANGUARD BD INDEX FD INC TOTAL BD MARKET ETFCOM9219378356958691SHSOLE0008691 VANGUARD INDEX FDS MID-CAP GROWTH INDEX VIPER SHSCOM9229085384054498SHSOLE0004498 VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHSCOM9229085124786004SHSOLE0006004 VANGUARD INDEX FDS VANGUARD GROWTH ETFCOM922908736147015807SHSOLE00015807 VANGUARD INDEX FDS VANGUARD MID-CAP ETFCOM9229086294243856SHSOLE0003856 VANGUARD INDEX FDS VANGUARD SMALL-CAP ETFCOM922908751205018648SHSOLE00018648 VANGUARD INDEX FDS VANGUARD SMALL-CAP GROWTH ETFCOM922908595157912918SHSOLE00012918 VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETFCOM9229086117787991SHSOLE0007991 VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETFCOM922908769362837829SHSOLE00037829 VANGUARD INDEX FDS VANGUARD VALUE ETFCOM922908744133917532SHSOLE00017532 VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHSCOM922042775428784519SHSOLE00084519 VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETFCOM922042858172541936SHSOLE00041936 VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETFCOM9220428743215466SHSOLE0005466 VANGUARD NAT RES LLC COM UNIT REPSTG LTD LIABLITY CO INTSCOM92205F10663321471SHSOLE00021471 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FDCOM92206C409117314713SHSOLE00014713 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FDCOM92206C409687SHSOLE110087 VANGUARD SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETFCOM921908844251833477SHSOLE00033477 VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD ETF SHSCOM92194640681913148SHSOLE00013148 VANGUARD WORLD FD VANGUARD MEGA CAP ETFCOM921910873446070617SHSOLE00070617 VANGUARD WORLD FD VANGUARD MEGA CAP ETFCOM921910873698SHSOLE110098 VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETFCOM92204A7022803137SHSOLE0003137 VECTOR GROUP LTD COMCOM92240M10818711430SHSOLE00011430 VERIZON COMMUNICATIONS INC COMCOM92343V104304161890SHSOLE00061890 VISA INC COM CL ACOM92826C839274712337SHSOLE00012337 VISA INC COM CL ACOM92826C83962280SHSOLE100280 VISTA GOLD COM REORGANIZATION ISIN#CA9279263037 SHSCOM927926303617000SHSOLE00017000 VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098COM92857W20974518958SHSOLE00018958 VODAFONE GROUP PLC SPON ADR NEW ISIN#US92857W2098COM92857W20977319669SHSOLE10019669 WABASH NATL CORP SR NT CONV 3.375% 05/01/18 B/E DTD 04/23/12COM929566AH0533410000SHSOLE1900410000 WAL MART STORES INC COMCOM931142103111914224SHSOLE00014224 WAL MART STORES INC COMCOM9311421031732201SHSOLE1002201 WAL MART STORES INC COMCOM93114210330385SHSOLE300385 WALGREEN COCOM93142210930535SHSOLE300535 WALGREEN COCOM9314221093185546SHSOLE0005546 WALGREEN COCOM931422109931626SHSOLE1001626 WALTER INVT MGMT CORP SR SUB NT CONV 4.500% 11/01/19 B/E DTD 10/23/12COM93317WAA01112000SHSOLE190012000 WASTE MGMT INC DEL COMCOM94106L10982318356SHSOLE00018356 WAVE SYS CORP CL A PAR $0.01COM9435264005054962SHSOLE00054962 WELLS FARGO & CO MEDIUM TERM NOTES CONV 0.000% 06/05/20 B/E DTD 06/06/13 CLBCOM94986RQF1482492000SHSOLE1900492000 WELLS FARGO & CO MEDIUM TERM NTS 0.000% 06/10/20 B/E DTD 06/17/13 CLBCOM94986RQH7370383000SHSOLE1900383000 WELLS FARGO & CO NEW COMCOM94974610195821112SHSOLE00021112 WELLS FARGO ADV INCOME OPP FD COM SHSCOM94987B10567873904SHSOLE00073904 WELLS FARGO ADVANTAGE GLOBAL DIVID OPPORTUNITY FD COM ISIN#US94987C1036COM94987C1038411600SHSOLE00011600 WESTERN ASSET INCOME FD II INCCOM95766J1029410500SHSOLE00010500 WESTERN ASSET MANAGED HIGH 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