0001225208-13-014062.txt : 20130606 0001225208-13-014062.hdr.sgml : 20130606 20130606163114 ACCESSION NUMBER: 0001225208-13-014062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130604 FILED AS OF DATE: 20130606 DATE AS OF CHANGE: 20130606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BRISTOL MYERS SQUIBB CO CENTRAL INDEX KEY: 0000014272 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 220790350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 2125464000 MAIL ADDRESS: STREET 1: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: BRISTOL MYERS CO DATE OF NAME CHANGE: 19891012 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moed Samuel J CENTRAL INDEX KEY: 0001561017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01136 FILM NUMBER: 13897680 MAIL ADDRESS: STREET 1: BRISTOL-MYERS SQUIBB COMPANY STREET 2: ROUTE 206 & PROVINCELINE ROAD CITY: LAWRENCEVILLE STATE: NJ ZIP: 08543 4 1 doc4.xml X0306 4 2013-06-04 0000014272 BRISTOL MYERS SQUIBB CO BMY 0001561017 Moed Samuel J BRISTOL-MYERS SQUIBB COMPANY 345 PARK AVENUE NEW YORK NY 10154 1 SVP, Strat Plan & Analysis Common Stock, $0.10 par value 2013-06-04 4 M 0 22000.0000 28.1100 A 45485.4640 D Common Stock, $0.10 par value 2013-06-04 4 M 0 22000.0000 25.4500 A 67485.4640 D Common Stock, $0.10 par value 2013-06-04 4 M 0 16100.0000 22.7300 A 83585.4640 D Common Stock, $0.10 par value 2013-06-04 4 S 0 58898.0000 47.3800 D 24687.4640 D Common Stock, $0.10 par value 300.0000 I By Son #1 Common Stock, $0.10 par value 300.0000 I By Son #2 Option (right to buy) 25.4500 2013-06-04 4 M 0 22000.0000 0.0000 D 2015-02-28 Common Stock, $0.10 par value 22000.0000 0.0000 D Option (right to buy) 28.1100 2013-06-04 4 M 0 22000.0000 0.0000 D 2014-03-01 Common Stock, $0.10 par value 22000.0000 0.0000 D Option (right to buy) 22.7300 2013-06-04 4 M 0 16100.0000 0.0000 D 2016-03-06 Common Stock, $0.10 par value 16100.0000 0.0000 D The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $47.35 to $47.47, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 1, 2005. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004. Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 7, 2006. /s/ Robert J. Wollin, attorney-in-fact for Samuel J. Moed 2013-06-06